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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 14.7 | 01/31/2017(3) | 01/31/2022 | Common Stock | 27,707 | 27,707 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 23 | (4) | 10/26/2025 | Common Stock | 8,000 | 8,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Herndon Daniel R C/O HOME FEDERAL BANK 222 FLORIDA STREET SHREVEPORT, LA 71105 |
X | Chairman of the Board*** |
/s/James R. Barlow by P.O.A. for Daniel R. Herndon | 12/12/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 2,000 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 5,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016 and 65,490 shares held jointly with the reporting person's spouse. |
(2) | Reflects units which represent share and cash interests in the Issuer's stock fund in the 401(k) Plan. Based on a report dated December 10, 2018. |
(3) | The options vested at a rate of 20% per year commencing on January 31, 2013. |
(4) | The options are vesting at a rate of 20% per year commencing on October 26, 2016. |
Remarks: ***Also serves as the Issuer's Special Projects Manager |