FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
Platt, Lewis E
(Last) (First) (Middle)
Hewlett-Packard Company
3000 Hanover St.
(Street)
Palo Alto, CA 94034
(City) (State) (Zip)
|
2. Issuer Name and Ticker or Trading Symbol The Boeing Company BA
3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) |
4. Statement for (Month/Year) October 10, 2002
5. If Amendment,
Date of Original (Month/Year) 10/02/2002
|
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X Director
10% Owner
Officer
Other
Officer/Other
Description
7. Individual or Joint/Group
Filing (Check Applicable Line) X Individual Filing
Joint/Group Filing
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1. Title of Security (Instr. 3) |
2. Transaction Date
(Month/Day/Year) |
3. Transaction Code and Voluntary Code (Instr. 8) Code | V
|
4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price
|
5. Amount of
Securities Beneficially Owned at End ofMonth (Instr. 3 and 4) |
6. Owner-
ship Form: Direct(D) or Indirect (I) (Instr. 4) |
7. Nature of
Indirect Beneficial Ownership (Instr. 4) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). (over)
SEC 1474 (3-99) |
Platt, Lewis E - October 10, 2002 |
Form 4 (continued) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security
(Instr. 3) |
2. Conver-
sion or Exercise Price of Deri- vative Security |
3. Transaction
Date (Month/ Day/ Year) |
4. Transaction
Code and Voluntary (V) Code (Instr.8) Code | V
|
5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) |
6. Date Exercisable(DE) and
Expiration Date(ED) (Month/Day/Year) (DE) | (ED)
|
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price
of Derivative Security (Instr.5) |
9. Number of Derivative Securities Beneficially Owned at End of Month (Instr.4) |
10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr.4) |
Option (Right to Buy) NED-0011 |
$44.1270 | 04/29/2002 |
A | V
|
(A) 2,400.0000 |
(1) | 04/29/2012
|
Common - 2,400.0000 |
|
2,400.0000 |
D
|
|
Phantom Stock Units |
1 for 1 | 01/02/2002 |
A | V
|
(A) 555.4100 (2) |
|
Common - 555.4100 | $38.2600 |
|
D
|
|
Phantom Stock Units |
1 for 1 | 01/02/2002 |
A | V
|
(A) 138.8500 (3) |
|
Common - 138.8500 |
|
|
D
|
|
Phantom Stock Units |
1 for 1 | 04/01/2002 |
A | V
|
(A) 110.0500 (3) |
|
Common - 110.0500 |
|
|
D
|
|
Phantom Stock Units |
1 for 1 | 04/01/2002 |
A | V
|
(A) 440.1900 (2) |
|
Common - 440.1900 | $48.2750 |
|
D
|
|
Phantom Stock Units |
1 for 1 | 07/01/2002 |
A | V
|
(A) 495.3300 (2) |
|
Common - 495.3300 | $44.9200 |
|
D
|
|
Phantom Stock Units |
1 for 1 | 07/01/2002 |
A | V
|
(A) 123.8300 (3) |
|
Common - 123.8300 |
|
|
D
|
|
Phantom Stock Units |
1 for 1 | 10/01/2002 |
A | V
|
(A) 633.2716 (2) |
|
Common - 633.2716 | $35.1350 |
|
D
|
|
Phantom Stock Units |
1 for 1 | 10/01/2002 |
A | V
|
(A) 158.3179 (3) |
|
Common - 158.3179 |
|
8,267.2695 (4) |
D
|
|
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. |
By: James C. Johnson by POA ________________________________ 10-10-2002 ** Signature of Reporting Person Date Power of Attorney Page 2
SEC 1474 (3-99) |
Platt, Lewis E - October 10, 2002 |
Form 4 (continued) |
FOOTNOTE Descriptions for The Boeing Company BA Form 4 - October 10, 2002 Lewis E Platt
Hewlett-Packard Company 3000 Hanover St. Palo Alto, CA 94034 Explanation of responses: (1) Options become exercisable approximately 40% on the 1st anniversary and 30% on each of the 3rd and 5th anniversary of the grant date. (2) Phantom stock purchased by reporting person pursuant to salary deferal under the Company's Deferred Compensation Plan. (3) Shares allocated to reporting person's Phantom Stock Unit account based on 25% match by employer to the number of stock units deferred by the reporting person. (4) This Form 4 was amended to correctly report the end of period holdings, 2,960.96 phantom stock units had been inadvertently dropped from the total holdings, all units having been previously reported on the Form 4 filed 1/31/2002. |
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