UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualfied Stock Option (Right to Buy) | Â (1) | 01/26/2022 | Common Stock | 15,000 | $ 9.7 | D | Â |
Non-Qualfied Stock Option (Right to Buy) | Â (2) | 10/10/2023 | Common Stock | 8,000 | $ 16.63 | D | Â |
Non-Qualfied Stock Option (Right to Buy) | Â (3) | 10/09/2024 | Common Stock | 14,781 | $ 14.62 | D | Â |
Non-Qualfied Stock Option (Right to Buy) | Â (4) | 10/08/2025 | Common Stock | 14,000 | $ 14.92 | D | Â |
Non-Qualfied Stock Option (Right to Buy) | Â (5) | 10/06/2026 | Common Stock | 23,199 | $ 16.21 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mandino Matthew W C/O KB HOME 10990 WILSHIRE BLVD., 7TH FLOOR LOS ANGELES, CA 90024 |
 |  |  EVP & Chief Operating Officer |  |
Matthew W. Mandino | 06/11/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option vested in three equal installments on January 26, 2013, 2014 and 2015. |
(2) | The stock option vested in three equal installments on October 10, 2014, 2015 and 2016. |
(3) | The stock option vested in three equal installments on October 9, 2015, 2016 and 2017. |
(4) | The stock option vests in three equal annual installments. The first two installments vested on October 8, 2016 and 2017. The third installment will vest on October 8, 2018. |
(5) | The stock option vests in three equal annual installments. The first installment vested on October 6, 2017. The second and third installments will vest on October 6, 2018 and 2019, respectively. |
 Remarks: Exhibit List Exhibit 24 - Power of Attorney |