|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
|
Pearson
plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
X
|
|||||
An
acquisition or disposal of financial instruments
|
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify)iii: i. Type 1
Disclosure as per the Transparency Directive II
Regulation
|
X
|
|||||
3. Details of person subject to the notification obligation
iv
|
||||||
Name
|
Schroders
plc
|
|||||
City
and country of registered office (if applicable)
|
London,
UK
|
|||||
4. Full name of shareholder(s) (if different from
3.)
v
|
||||||
Name
|
|
|||||
City
and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or reached
vi :
|
13/09/2018
|
|||||
6.
Date on which issuer notified (DD/MM/YYYY):
|
14/09/2018
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
%
of
voting
rights through
financial
instruments(total of 8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuer
vii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
12.910%
|
0.004%
|
12.914%
|
781,058,565
|
||
Position
of previous notification (if applicable)
|
13.392%
|
0.001%
|
13.393%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
|||||||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0006776081
|
|
100,833,078
|
|
12.910%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
100,833,078
|
12.910%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
CFD
|
N/A
|
N/A
|
30,222
|
0.004%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
30,222
|
0.004%
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash settlement
xii
|
Number of voting rights
|
% of voting rights
|
||||
N/A
|
|
|
|
N/A
|
N/A
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
N/A
|
N/A
|
||||
|
9. Information in relation to the person subject to the
notification obligation (please mark
the applicable box with
an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
|||
Full
chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity
xiv (please
add additional rows as necessary)
|
X
|
|||
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
Schroders
plc
|
|
|
|
|
Schroder
Administration Limited
|
|
|
|
|
Schroder
Wealth Holdings Limited
|
|
|
|
|
Schroder
& Co. Limited
|
|
|
|
|
|
|
|
|
|
Schroders
plc
|
|
|
|
|
Schroder
Administration Limited
|
|
|
|
|
Schroder
Wealth Holdings Limited
|
|
|
|
|
Schroders
(C.I.) Limited
|
|
|
|
|
|
|
|
|
|
Schroders
plc
|
|
|
|
|
Schroder
Administration Limited
|
|
|
|
|
Schroder
International Holdings Limited
|
|
|
|
|
Schroder
Investment Management
Limited
|
12.910%
|
N/A
|
12.914%
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of
the proxy holder
|
|
|||
The
number and % of voting rights held
|
|
|||
The
date until which the voting rights will be held
|
|
|||
|
||||
11. Additional information
xvi
|
||||
|
||||
|
|
|
|
|
Place of completion
|
London,
UK
|
Date of completion
|
14
September 2018
|
|
PEARSON
plc
|
|
|
Date: 17
September 2018
|
|
|
By: /s/
NATALIE WHITE
|
|
|
|
------------------------------------
|
|
Natalie
White
|
|
Deputy
Company Secretary
|