1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Executive Option (right to buy)
|
01/04/2000(4)
|
01/03/2009 |
Common Stock, $0.10 par value
|
22,400
|
$
62.95
|
D
|
Â
|
Executive Option (right to buy)
|
Â
(4)
|
01/02/2010 |
Common Stock, $0.10 par value
|
1,788
|
$
61.09
|
D
|
Â
|
Executive Option (right to buy)
|
03/06/2002(4)
|
03/05/2011 |
Common Stock, $0.10 par value
|
19,718
|
$
59.78
|
D
|
Â
|
Option (right to buy)
|
Â
(5)
|
12/01/2006 |
Common Stock, $0.10 par value
|
12,620
|
$
27.43
|
D
|
Â
|
Option (right to buy)
|
03/04/1998(6)
|
03/03/2007 |
Common Stock, $0.10 par value
|
12,620
|
$
32
|
D
|
Â
|
Option (right to buy)
|
06/04/2005(6)
|
06/03/2007 |
Common Stock, $0.10 par value
|
20,250
|
$
28.9
|
D
|
Â
|
Option (right to buy)
|
03/03/1999(6)
|
03/02/2008 |
Common Stock, $0.10 par value
|
22,400
|
$
48.45
|
D
|
Â
|
Option (right to buy)
|
Â
(5)
|
12/20/2008 |
Common Stock, $0.10 par value
|
17,878
|
$
58.06
|
D
|
Â
|
Option (right to buy)
|
03/07/2001(5)
|
03/06/2010 |
Common Stock, $0.10 par value
|
22,348
|
$
42.64
|
D
|
Â
|
Option (right to buy)
|
03/05/2003(5)
|
03/04/2012 |
Common Stock, $0.10 par value
|
27,000
|
$
48.08
|
D
|
Â
|
Option (right to buy)
|
03/04/2004(5)
|
03/03/2013 |
Common Stock, $0.10 par value
|
42,500
|
$
23.14
|
D
|
Â
|
Option (right to buy)
|
Â
(5)
|
03/01/2014 |
Common Stock, $0.10 par value
|
33,333
|
$
28.11
|
D
|
Â
|
Option (right to buy)
|
Â
(5)
|
02/28/2015 |
Common Stock, $0.10 par value
|
26,250
|
$
25.45
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This Form 3 is being amended solely to include a footnote to reflect that the number of shares noted in the BMY Savings and Investment Progam is based on a plan statement as of the end of the most recent fiscal quarter. |
(2) |
Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. |
(3) |
Based on a plan statement as of the end of the most recent fiscal quarter. |
(4) |
One half of the shares is exercisable 25% per year, on a cumulative basis, commencing one year after the date of grant. The other half of the shares vests 25% per year and is exercisable on the earlier to occur of (i) the closing share price achieving a price threshold and remaining at that threshold for a given number of days or (ii) the eighth anniversary of the grant date. |
(5) |
Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. |
(6) |
Currently Exercisable. |