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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Class A Common Stock | $ 37.52 | 12/01/2011 | M | 28,723 | (5) | 03/15/2017 | Class A Common Stock | 28,723 | $ 0 | 2,645 | D | ||||
Option to Purchase Class A Common Stock | $ 37.7 | 12/01/2011 | M | 10,938 | (6) | 03/17/2018 | Class A Common Stock | 10,938 | $ 0 | 21,875 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HESS WILLIAM H 116 HUNTINGTON AVENUE BOSTON, MA 02116 |
EVP, Int'l. Operations |
/s/ Mneesha O. Nahata, as attorney-in-fact | 12/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift of Class A Common Stock to various charitable organizations through a donor advised fund. |
(2) | Includes 489 shares acquired under the Company's employee stock purchase plan in May 2011. 2,678 shares were previously reported as directly owned, but were contributed to a grantor retained annuity trust ("GRAT") on October 29, 2010. 1,245 shares were returned to the reporting person's direct beneficial ownership on November 9, 2011 in the form of a scheduled annuity payment under the terms of the GRAT. |
(3) | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
(4) | Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $58.39 to $59.39 per share. |
(5) | This option was granted pursuant to the 2007 Equity Incentive Plan, and is exercisable in 25% cumulative annual increments beginning March 15, 2008. |
(6) | This option was granted pursuant to the 2007 Equity Incentive Plan, and is exercisable in 25% cumulative annual increments beginning March 17, 2009. |