f8k011014_mphasetech.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 10, 2014
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mPHASE TECHNOLOGIES, INC.
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(Exact Name of Registrant as Specified in Charter)
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New Jersey
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000-24969
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22-2287503
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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587 Connecticut Ave., Norwalk, CT 06854-0566
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(Address of Principal Executive Offices) (ZIP Code)
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Registrant's telephone number, including area code: (203) 838-2741
Item 3.02 Sale of Unregistered Securities
Pursuant to Section 4(2) of the Securities Act of 1933, as amended, mPhase Technologies, Inc. issued a convertible note to MH Investment Trust in a Private Placement. The Company received in $40,000 cash proceeds from the sale of the Convertible Note on January 8, 2014 that will be used as additional working capital.
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Exhibit 99.1:
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Securities Purchase Agreement
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Exhibit 99.2:
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Convertible Note
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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mPHASE TECHNOLOGIES
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By:
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/s/ Martin S. Smiley
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Martin S. Smiley
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Executive Vice President,
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Chief Financial Officer and
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General Counsel
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Date: January 10, 2014