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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Granted 01/23/2000) | $ 10.21 | (2) | 01/23/2010 | Common Stock | 82,741 | 82,741 | D | ||||||||
Stock Options (Granted 01/23/2000) | $ 10.21 | 01/24/2001 | 01/23/2010 | Common Stock | 1,319 | 1,319 | D | ||||||||
Stock Options (Granted 01/22/2001) | $ 10.44 | (2) | 01/22/2011 | Common Stock | 85,036 | 85,036 | D | ||||||||
Stock Options (Granted 01/22/2001) | $ 10.44 | 01/23/2002 | 01/22/2011 | Common Stock | 1,457 | 1,457 | D | ||||||||
Stock Options (Granted 01/20/2002) | $ 12.94 | (2) | 01/20/2012 | Common Stock | 52,164 | 52,164 | D | ||||||||
Stock Options (Granted 01/20/2002) | $ 12.94 | 01/21/2003 | 01/20/2012 | Common Stock | 1,255 | 1,255 | D | ||||||||
Stock Options (Granted 01/20/2003) | $ 13.75 | (2) | 01/20/2013 | Common Stock | 51,061 | 51,061 | D | ||||||||
Stock Options (Granted 01/20/2003) | $ 13.75 | 01/21/2004 | 01/20/2013 | Common Stock | 2,166 | 2,166 | D | ||||||||
Common Stock Equivelant (3) | $ 18.44 | (4) | (5) | Common Stock | 9,558.274 | 9,558.274 | I | Interest in Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GURGOVITS STEPHEN J 591 BUHL BOULEVARD SHARON, PA 16146 |
X | President and CEO |
/s/Stephen J. Gurgovits | 05/16/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Award of stock pursuant to the F.N.B. Corporation 2001 Incentive Plan. Vests 50% on third anniversary of grant date and 50% to vest on the fourth anniversary of the grant date, with the second 50% being subject to the satisfaction of certain performance criteria. |
(2) | Options are fully vested and are available for immediate exercise. |
(3) | Represents credit under a supplemental retirement plan for employer matching stock contributions which reporting person receives upon retirement. |
(4) | Upon entitlement to amounts under exempt 401(k) Plan. |
(5) | Not applicable; represents credit under supplemental retirement plan for employer matching stock contribution which reporting person was prevented from receiving under exempt 401(k) plan. |