As filed with the Securities and Exchange Commission on May 3, 2018 |
Registration No. 333- |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
____________________
General Electric Company
(Exact Name of Registrant as Specified in Its Charter)
____________________
New York
(State or Other Jurisdiction of Incorporation or Organization)
14-0689340
(I.R.S. Employer Identification No.)
41 Farnsworth Street
Boston, MA 02210
(Address of Principal Executive Offices)
____________________
GE Retirement Savings Plan
(Full Title of the Plan)
____________________
Christoph A. Pereira
Vice President, Chief Corporate, Securities and Finance Counsel
General Electric Company
41 Farnsworth Street
Boston, Massachusetts 02210
(Name and Address of Agent for Service)
(617) 443-3000
(Telephone Number, Including Area Code, of Agent for Service)
____________________
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☒ | Accelerated filer | ☐ | |
Non-accelerated filer | ☐ | (Do not check if smaller reporting company) | Smaller reporting company | ☐ |
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE | ||||
Proposed | Proposed | |||
Amount | Maximum | Maximum | ||
Title of Securities | to be | Offering Price | Aggregate | Amount of |
to be Registered | Registered | Per Unit (1) | Offering Price (1) | Registration Fee (2) |
U.S. Equity Fund Units | 30,000,000 | $52.89 | $1,586,700,000 | $197,544.15 |
Income Fund Units | 85,000,000 | $11.15 | $947,750,000 | $117,994.88 |
(1) |
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) of the Securities Act. The maximum offering price per unit is based on the book values (the net asset values) of the U.S. Equity Fund Units and the Income Fund Units, as determined on April 27, 2018 and April 26, 2018, respectively. |
(2) |
Calculated in accordance with Section 6 of the Securities Act and Rule 457 under the Securities Act by multiplying 0.0001245 and the proposed maximum aggregate offering price. |
INTRODUCTION
This Registration Statement on Form S-8 is filed by General Electric Company, a New York corporation (the “Company,” “GE” or the “Registrant”), relating to 30,000,000 General Electric RSP U.S. Equity Fund (the “Equity Fund”) units (the “Equity Fund Units”) and 85,000,000 General Electric RSP Income Fund (the “Income Fund” and, together with the U.S. Equity Fund, the “Funds”) units (the “Income Fund Units” and, together with the Equity Fund Units, the “Units”), each to be offered and sold under the GE Retirement Savings Plan (the “Plan”). The Units are in addition to the 140,000,000 Equity Fund Units and 160,000,000 Income Fund Units registered on the Company’s Registration Statements on Form S-8 (the “Prior Registration Statements”) filed with the Securities and Exchange Commission (the “SEC”) on February 24, 2012 and March 2, 2015 (SEC file numbers 333-179688 and 333-202435, respectively).
This Registration Statement relates to securities of the same class as that to which the Prior Registration Statements relate and is submitted in accordance with General Instruction E to Form S-8 regarding Registration of Additional Securities. Pursuant to General Instruction E of Form S-8, the contents of the Prior Registration Statements are incorporated herein by reference and made part of this Registration Statement, except as amended hereby.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits
2
SIGNATURES
The Company. Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on this 3rd day of May, 2018.
GENERAL ELECTRIC COMPANY | |
By: | /s/ Christoph A. Pereira |
Name: | Christoph A. Pereira |
Title: | Vice President, Chief Corporate, Securities and |
Finance Counsel |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Name | Title | Date | ||
* John L. Flannery | Chairman of the Board and Chief Executive | May 3, 2018 | ||
Officer (Principal Executive Officer) | ||||
* Jamie S. Miller | Senior Vice President and Chief Financial Officer (Principal Financial Officer) |
May 3, 2018 | ||
* Jan R. Hauser | Vice President, Controller and Chief Accounting | May 3, 2018 | ||
Officer (Principal Accounting Officer) | ||||
* Sébastien M. Bazin | Director | May 3, 2018 | ||
* W. Geoffrey Beattie | Director | May 3, 2018 | ||
* John J. Brennan | Director | May 3, 2018 | ||
* H. Lawrence Culp, Jr. | Director | May 3, 2018 | ||
* Francisco D’Souza | Director | May 3, 2018 | ||
* Edward P. Garden | Director | May 3, 2018 | ||
* Thomas W. Horton | Director | May 3, 2018 | ||
* Risa Lavizzo-Mourey | Director | May 3, 2018 | ||
* James J. Mulva | Director | May 3, 2018 | ||
* Leslie F. Seidman | Director | May 3, 2018 | ||
* James S. Tisch | Director | May 3, 2018 |
A Majority of the Board of Directors.
* By: | /s/ Christoph A. Pereira |
Christoph A. Pereira | |
Attorney-in-Fact |
3
The General Electric RSP U.S. Equity Fund. Pursuant to the requirements of the Securities Act, the trustees of the General Electric RSP U.S. Equity Fund have duly caused this Registration Statement to be signed on their behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on this 3rd day of May, 2018.
GENERAL ELECTRIC RSP U.S. EQUITY FUND | |
By: | /s/ Christoph A. Pereira |
Name: | Christoph A. Pereira |
Title: | Attorney-in-Fact |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Name | Title | Date | ||
* Gregory Bouleris | Trustee | May 3, 2018 | ||
* Vaidheesh Krishnamurti | Trustee | May 3, 2018 | ||
* Scott Silberstein | Trustee | May 3, 2018 | ||
* Pamela Westmoreland | Trustee | May 3, 2018 | ||
* Matthew Zakrzewski | Trustee | May 3, 2018 |
A Majority of the Trustees.
* By: | /s/ Christoph A. Pereira |
Christoph A. Pereira | |
Attorney-in-Fact |
4
The General Electric RSP Income Fund. Pursuant to the requirements of the Securities Act, the trustees of the General Electric RSP Income Fund have duly caused this Registration Statement to be signed on their behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on this 3rd day of May, 2018.
GENERAL ELECTRIC RSP INCOME FUND | |
By: | /s/ Christoph A. Pereira |
Christoph A. Pereira | |
Attorney-in-Fact | |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Name | Title | Date | ||
* Gregory Bouleris | Trustee | May 3, 2018 | ||
* Vaidheesh Krishnamurti | Trustee | May 3, 2018 | ||
* Scott Silberstein | Trustee | May 3, 2018 | ||
* Pamela Westmoreland | Trustee | May 3, 2018 | ||
* Matthew Zakrzewski | Trustee | May 3, 2018 |
A Majority of the Trustees.
* By: | /s/ Christoph A. Pereira |
Christoph A. Pereira | |
Attorney-in-Fact |
5