UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series D Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 20,478 | $ (1) | I | By Granite Global Ventures, L.P. (2) |
Series D Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 1,198,469 | $ (1) | I | By Granite Global Ventures (Q.P.) L.P. (3) |
Series E Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 922 | $ (1) | I | By Granite Global Ventures, L.P. (2) |
Series E Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 53,988 | $ (1) | I | By Granite Global Ventures (Q.P.) L.P. (3) |
Series F Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 6,013 | $ (1) | I | By Granite Global Ventures, L.P. (2) |
Series F Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 351,914 | $ (1) | I | By Granite Global Ventures (Q.P.) L.P. (3) |
Series E Convertible Pref St Purchase Warrant (Right to Buy) | Â (4) | 10/19/2015 | Series E Convertible Preferred Stock (1) | 276 | $ 6.61 | I | By Granite Global Ventures, L.P. (2) |
Series E Convertible Pref St Purchase Warrant (Right to Buy) | Â (4) | 10/19/2015 | Series E Convertible Preferred Stock (1) | 16,196 | $ 6.61 | I | By Granite Global Ventures (Q.P.) L.P. (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nada Hany C/O GGV CAPITAL 2494 SAND HILL ROAD SUITE 100 MENLO PARK, CA 94025 |
 X |  X |  |  |
/s/ Hany Nada by Jay Spitzen, Attorney-in-Fact | 03/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series D, Series E and Series F Convertible Preferred Stock is convertible into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date. |
(2) | Mr. Nada is a managing director of the general partner of Granite Global Ventures, L.P. ("GGV LP"), which has four individual managing directors, and shares voting and investment power with respect to the shares held by GGV LP with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
(3) | Mr. Nada is a managing director of the general partner of Granite Global Ventures (Q.P.) L.P. ("QP LP"), which has four individual managing directors, and shares voting and investment power with respect to the shares held by QP LP with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
(4) | Immediately exercisable. |
 Remarks: Exhibit List - Exhibit 24 - Power of Attorney |