UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported) April 25, 2018

 

ALIGN TECHNOLOGY, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

0-32259 94-3267295
(Commission File Number) (IRS Employer Identification No.)

 

 

2820 Orchard Parkway, San Jose, California 95134
(Address of Principal Executive Offices) (Zip Code)

 

(408) 470-1000

(Registrant’s Telephone Number, Including Area Code)

 

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

ITEM 2.02RESULTS OF OPERATIONS AND FINANCIAL CONDITIONS

 

On April 25, 2018, Align Technology, Inc. ("Align") issued a press release and is holding a conference call regarding its financial results for its first quarter ended March 31, 2018. The full text of the press release is furnished as Exhibit 99.1 to this Form 8-K. 

This information shall not be deemed "filed" for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. 

Item 8.01.

 OTHER EVENTS

 

On April 25, 2018, Align issued a press release titled "Align Technology Provides Update Regarding SmileDirectClub (SDC) Dispute". A copy of the press release is attached hereto as Exhibit 99.2.

Item 9.01.

 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit No. Description
99.1 Press Release of Align Technology, Inc. announcing first quarter ended March 31, 2018 financial results
99.2 Press Release of Align Technology, Inc. updating SDC Dispute

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 25, 2018 ALIGN TECHNOLOGY, INC.
   
   
  By: /s/ Roger E. George  
    Roger E. George
    Sr. Vice President, Corporate and Legal Affairs

 

 

 

 

 

 

INDEX TO EXHIBITS

  

Exhibit No. Description
99.1 Press Release of Align Technology, Inc. announcing first quarter ended March 31, 2018 financial results
99.2 Press Release of Align Technology, Inc. updating SDC Dispute