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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Stedman Trent 799 CENTRAL AVENUE, SUITE 350 HIGHLAND PARK, IL 60035 |
X | |||
| Millennium Group LLC 799 CENTRAL AVE SUITE 350 HIGHLAND PARK, IL 60035 |
X | |||
| NV North American Opportunity Fund 799 CENTRAL AVE, SUITE 350 HIGHLAND, IL 60035 |
X | |||
| HPP GP LLC 799 CENTRAL AVE, SUITE 350 HIGHLAND, IL 60035 |
X | |||
| Highland Park Partners Fund LP 799 CENTRAL AVE, SUITE 350 HIGHLAND, IL 60035 |
X | |||
| /s/ Trent Stedman | 04/13/2010 | |
| **Signature of Reporting Person | Date | |
| /s/ Millennium Group, LLC, by Trent Stedman, Member | 04/13/2010 | |
| **Signature of Reporting Person | Date | |
| /s/ NV North American Opportunity fund, by Millennium Group, LLC, the investment manager, by Trent Stedman, sole member | 04/13/2010 | |
| **Signature of Reporting Person | Date | |
| /s/ HPP GP, LLC, by Trent Stedman, sole member | 04/13/2010 | |
| **Signature of Reporting Person | Date | |
| /s/ Highland Park Partners Fund LP, by HPP GP LLC, the general partner, by Trent Stedman, sole member | 04/13/2010 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On April 9, 2010, Highland Park Partners Fund LP distributed all of the 351,200 of the Issuer's Series A Preferred Stock that it directly beneficially owned, pro rata, to its partners, including Trent Stedman. |
| (2) | By Highland Park Partners Fund LP |
| (3) | By NV North American Opportunity Fund. |
| (4) | On April 9, 2010, Highland Park Partners Fund LP distributed all of the 97,500 of the Issuer's Series B Preferred Stock that it directly beneficially owned, pro rata, to its partners, including Mr. Stedman. |
| (5) | On April 9, 2010, Highland Park Partners Fund LP distributed all of the 73,100 shares of the Issuer's Series C Preferred Stock that it directly beneficially owned, pro rata, to its partners, including Mr. Stedman. |
| Remarks: Following the transactions reported on this Form 4: (i) NV North American Opportunity Fund directly beneficially owns 244,700 shares of Series A Preferred Stock, 398,900 shares of Series B Preferred Stock and 375,800 shares of Series C Preferred Stock, (ii)Trent Stedman directly beneficially owns 42,891 shares of Series A Preferred Stock, 12,238 shares of Series B Preferred Stock and 11,425 shares of Series C Preferred Stock, and (iii) Highland Park Partners Fund LP does not directly beneficially own any shares of Series A Preferred Stock, Series B Preferred Stock or Series C Preferred Stock. Millennium Group LLC is the investment manager of NV North American Opportunity Fund. HPP GP LLC is the general partner of Highland Park Partners Fund LP. Trent Stedman is a member of Millennium Group LLC and is also the sole member of HPP GP LLC. By virtue of his relationship to NV North American Opportunity Fund, Millennium Group LLC, Highland Park Partners Fund LP and HPP GP LLC, Mr. Stedman may be deemed to indirectly beneficially own certain of the shares of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock subject to this filing other than the shares he directly beneficially owns. Millennium Group LLC may be deemed to indirectly beneficially own certain of the shares of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock directly beneficially owned by NV North American Opportunity Fund. HPP GP LLC may have been deemed to indirectly beneficially own certain of the shares of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock that were directly beneficially owned by Highland Park Partners Fund LP. Each of NV North American Opportunity Fund, Highland Park Partners Fund LP, Millennium Group LLC, HPP GP LLC and Mr. Stedman disclaims beneficial ownership of all shares reported on this Form 4, except to the extent of any pecuniary interest therein. | |