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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
GM Stock $1-2/3 Par Value Stock Units (1) | $ 0 | 12/31/2008 | A | 10,982 | (1) | (1) | General Motors Common Stock, $1-2/3 Par Value | 10,982 | $ 0 | 50,710 | D | ||||
GM Stock $1-2/3 Par Value Option (Right to Buy) (2) | $ 71.53 | 01/11/2000(2) | 01/12/2009 | General Motors Common Stock, $1-2/3 Par Value | 1,093 | 1,093 | D | ||||||||
GM Stock $1-2/3 Par Value Option (Right to Buy) (2) | $ 75.5 | 01/10/2001(2) | 01/11/2010 | General Motors Common Stock, $1-2/3 Par Value | 2,311 | 2,311 | D | ||||||||
GM Stock $1-2/3 Par Value Option (Right to Buy) (2) | $ 52.35 | 01/08/2002(2) | 01/09/2011 | General Motors Common Stock, $1-2/3 Par Value | 2,830 | 2,830 | D | ||||||||
GM Stock $1-2/3 Par Value Option (Right to Buy) (3) | $ 50.46 | 01/07/2003(3) | 01/08/2012 | General Motors Common Stock, $1-2/3 Par Value | 3,000 | 3,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRYAN JOHN H 300 RENAISSANCE CENTER DETROIT, MI 48265-3000 |
X |
/s/ Martin I. Darvick, attorney-in-fact for Mr. Bryan | 01/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock Units credited pursuant to Rule 16b-3 qualified GM Compensation Plan for Non-employee Directors. Deferred compensation, equal to the retainers earned during the year, is credited annually on each December 31. The deferred compensation is converted into Stock Units at the average daily closing market price of GM Common Stock for such year. The amounts credited during the year also include dividend equivalents on such Stock Units. Pursuant to such Plan, the Stock Units are deferred until after the director's retirement from GM and are paid in cash. The Stock Units convert on a one for one basis. The price of Zero is nominal and only used for purposes of facilitating the electronic filing of this Form. |
(2) | Director stock option granted pursuant to Section 16b-3 qualified General Motors Compensation Plan for Non-Employee Directors. The stock option vested and become exercisable in three equal annual installments, commencing respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment became exercisable. |
(3) | Director stock options granted pursuant to Section 16b-3 qualified General Motors Compensation Plan for Non-Employee Directors. The stock option vested on the date indicated in column 6. |