1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
01/23/2013 |
Common Stock
|
26,666
|
$
0.3
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
02/14/2014 |
Common Stock
|
200,000
|
$
0.3
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
07/26/2015 |
Common Stock
|
129,999
|
$
1.65
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
04/13/2017 |
Common Stock
|
66,666
|
$
8.25
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents shares of common stock held by The Vijay K. Kathuria Grantor Retained Annuity Trust-2007. Mr. Kathuria disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, if any. |
(2) |
Represents shares of common stock held by Mr. Kathuria's wife, Sangeeta Kathuria. Mr. Kathuria disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, if any. |
(3) |
12.5% of the option vests on each of 1/23/04, 1/23/05, 7/23/05, 1/23/06, 7/23/06, 1/23/07, 7/23/07 and 7/23/08. |
(4) |
The option vests 25% on 9/1/01 and the remainder vests in 12 equal quarterly installments beginning on 12/1/01. |
(5) |
The option vests 25% on 1/1/06 and the remainder vests in 12 equal quarterly installments beginning on 4/1/06. |
(6) |
The option vests 20% on 1/1/08 and the remainder vests in 16 equal quarterly installments beginning on 4/1/08. |