Transaction Valuation* | Amount of Filing Fee** | |
$3,149,239,143 | $370,665.45 |
* | The transaction value is estimated only for purposes of calculating the filing fee. Pursuant to Rules 0-11(a)(4) and 0-11(d) under the Securities Exchange Act of 1934, the market value of the securities to be received was calculated as the product of (i) 37,999,869 shares of Inamed common stock (the sum of (x) 36,352,579 shares of Inamed common stock outstanding and (y) 1,647,290 shares of Inamed common stock issuable upon the exercise of outstanding options, each as of October 28, 2005 (as reported in the Form S-4 Registration Statement of Medicis Pharmaceutical Corporation and Proxy Statement of Inamed, filed with the Securities and Exchange Commission on November 2, 2005) and (ii) $82.875, which is the average of the high and low sales prices of Inamed common stock reported on Nasdaq National Market System on November 17, 2005. | |
** | $117.70 per million dollars of transaction value, in accordance with Rule 0-11 and Fee Rate Advisory No. 6 for fiscal year 2005. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount
Previously Paid: $370,665.45
|
Filing Party: Allergan, Inc. | |
Form
or Registration No.: Form S-4 (333-129871) and
Schedule TO
|
Date Filed: November 21, 2005 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
þ third party tender offer subject to Rule 14d-1. | ||
¨ issuer tender offer subject to Rule 13e-4. | ||
¨ going-private transaction subject to Rule 13e-3. | ||
¨ amendment to Schedule 13D under Rule 13d-2. |
Allergan Information Incorporated by Reference | Period Covered or Date of Filing | |
Annual Report on Form 10-K | Fiscal year ended December 31, 2005, as filed with the SEC on March 6, 2006 | |
The description of Allergan common stock set forth in Allergans Registration Statement on Form 8-A, filed with the SEC on June 12, 1989, including all amendments and reports filed for the purpose of updating such description. | ||
The description of Allergan preferred stock purchase rights set forth in Allergans Registration Statement on Form 8-A12B, filed with the SEC on February 1, 2000, including all amendments or reports filed for the purpose of updating such description. | ||
Current Reports on Form 8-K | Filed with the SEC on: | |||
February 3, 2006 March 10, 2006 |
March 3, 2006 | |||
Inamed Information Incorporated by Reference | Period Covered or Date of Filing | |
Annual Report on Form 10-K. | Fiscal year ended December 31, 2004, as filed with the SEC on March 16, 2005, and as amended on April 29, 2005 | |
The description of Inameds common stock set forth in Inameds Registration Statement on Form 8-A, filed with the SEC on October 14, 1987, including all amendments and reports filed for the purpose of updating such description. | ||
The description of Inameds stock purchase rights set forth in Inameds Registration Statement on Form 8-A, filed with the SEC on June 10, 1997, including all amendments and reports filed for the purpose of updating such description. | ||
Quarterly Reports on Form 10-Q | Fiscal quarter ended: | |
March 31, 2005, as filed with the SEC on
May 10, 2005, and as amended on May 11, 2005 June 30, 2005, as filed with the SEC on August 9, 2005 September 30, 2005, as filed with the SEC on November 9, 2005 |
Current Reports on Form 8-K | Filed with the SEC on: | |||
January 25, 2005 (Item 8.01) March 21, 2005 May 6, 2005 July 18, 2005 August 4, 2005 November 16, 2005 |
December 5, 2005 December 6, 2005 December 13, 2005 December 15, 2005 December 20, 2005 December 21, 2005 |
|||
(a)(1)(BB)
|
Press release issued by Allergan on March 13, 2006 (incorporated by reference to Allergans filing with the SEC on March 13, 2006 pursuant to Rule 425) | |
(d)(2)
|
Amendment No. 1 to Agreement and Plan of Merger, dated as of December 20, 2005, by and among Allergan, Offeror and Inamed, dated as of March 11, 2006 | |
2
ALLERGAN, INC. |
||||
/s/ MATTHEW J. MALETTA | ||||
By: | Matthew J. Maletta | |||
Vice President, | ||||
Assistant
General Counsel and Assistant Secretary |
||||
BANNER ACQUISITION, INC. |
||||
/s/ MATTHEW J. MALETTA | ||||
By: | Matthew J. Maletta | |||
Assistant Secretary | ||||
3
(a)(1)(A)
|
Form of Letter of Election and Transmittal(1) | |
(a)(1)(B)
|
Form of Notice of Guaranteed Delivery(1) | |
(a)(1)(C)
|
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees(1) | |
(a)(1)(D)
|
Form of Letter to Clients(1) | |
(a)(1)(E)
|
Form of Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9(1) | |
(a)(1)(F)
|
Press release issued by Allergan on November 15, 2005 (incorporated by reference to Exhibit 99.1 to Allergans Form 8-K filed with the SEC on November 15, 2005) | |
(a)(1)(G)
|
Investor Slide Presentation (incorporated by reference to Allergans filing with the SEC on November 15, 2005 pursuant to Rule 425) | |
(a)(1)(H)
|
Transcript of the Conference Call of Allergan held on November 15, 2005 (incorporated by reference to Allergans filing with the SEC on November 16, 2005 pursuant to Rule 425) | |
(a)(1)(I)
|
Acquisition Fact Sheet (incorporated by reference to Allergans filing with the SEC on November 15, 2005 pursuant to Rule 425) | |
(a)(1)(J)
|
Form of Letters sent to Allergans Therapeutic and Aesthetic Customers, respectively, on November 15, 2005 (incorporated by reference to Allergans filing with the SEC on November 15, 2005 pursuant to Rule 425) | |
(a)(1)(K)
|
Product Fact Sheets (incorporated by reference to Allergans filing with the SEC on November 16, 2005 pursuant to Rule 425) | |
(a)(1)(L)
|
Press release issued by Allergan on November 17, 2005 (incorporated by reference to Allergans filing with the SEC on November 17, 2005 pursuant to Rule 425) | |
(a)(1)(M)
|
Press release issued by Allergan on November 21, 2005 (incorporated by reference to Allergans filing with the SEC on November 21, 2005 pursuant to Rule 425) | |
(a)(1)(N)
|
Press release issued by Allergan on December 6, 2005 (incorporated by reference to Allergans Form 8-K filed with the SEC on December 7, 2005) | |
(a)(1)(O)
|
Irrevocable offer letter of Allergan dated December 5, 2005 including the attached Agreement and Plan of Merger (incorporated by reference to Exhibits 99.1 and 99.2 to Allergans Form 8-K filed with the SEC on December 7, 2005) | |
(a)(1)(P)
|
Press release issued by Allergan on December 13, 2005 (incorporated by reference to Allergans filing with the SEC on December 14, 2005 pursuant to Rule 425) | |
(a)(1)(Q)
|
Press release issued by Allergan on December 16, 2005 (incorporated by reference to Allergans filing with the SEC on December 19, 2005 pursuant to Rule 425) | |
(a)(1)(R)
|
Joint press release issued by Allergan and Inamed on December 20, 2005 (incorporated by reference to Exhibit 99.1 to Allergans Form 8-K filed with the SEC on December 21, 2005) | |
(a)(1)(S)
|
Press release issued by Allergan on January 9, 2006 (incorporated by reference to Allergans filing with the SEC on January 10, 2006 pursuant to Rule 425) | |
(a)(1)(T)
|
Investor Slide Presentation (incorporated by reference to Allergans filing with the SEC on January 10, 2006 pursuant to Rule 425) | |
(a)(1)(U)
|
Press release issued by Allergan on January 16, 2006 (incorporated by reference to Allergans filing with the SEC on January 17, 2006 pursuant to Rule 425) | |
(a)(1)(V)
|
Press release issued by Allergan on January 23, 2006 (incorporated by reference to Allergans filing with the SEC on January 23, 2006 pursuant to Rule 425) | |
(a)(1)(W)
|
Excerpts relating to the proposed acquisition from Allergans 2005 Fourth Quarter Earnings conference call held on February 2, 2006 (incorporated by reference to Allergans filing with the SEC on February 3, 2006 pursuant to Rule 425) | |
(a)(1)(X)
|
Press release issued by Allergan on February 6, 2006 (incorporated by reference to Allergans filing with the SEC on February 6, 2006 pursuant to Rule 425) | |
(a)(1)(Y)
|
Press release issued by Allergan on February 21, 2006 (incorporated by reference to Allergans filing with the SEC on February 21, 2006 pursuant to Rule 425) | |
(a)(1)(Z)
|
Press release issued by Allergan on March 6, 2006 (incorporated by reference to Allergans filing with the SEC on March 6, 2006 pursuant to Rule 425) | |
(a)(1)(AA)
|
Press release issued by Allergan on March 8, 2006 (incorporated by reference to Allergans filing with the SEC on March 8, 2006 pursuant to Rule 425) | |
(a)(1)(BB)
|
Press release issued by Allergan on March 13, 2006 (incorporated by reference to Allergans filing with the SEC on March 13, 2006 pursuant to Rule 425) | |
(a)(2)
|
Not applicable | |
(a)(3)
|
Not applicable | |
(a)(4)(A)
|
Prospectus registering the offer and sale of the Allergan common stock to be issued in the Offer(3) | |
(a)(5)
|
Summary advertisement as published in the Wall Street Journal on November 21, 2005(4) | |
(b)(1)
|
Financing Commitment Letter(3) | |
(d)(1)
|
Agreement and Plan of Merger, dated as of December 20, 2005, by and among Allergan, Offeror and Inamed (incorporated by reference to Exhibit 99.2 to Allergans Form 8-K filed with the SEC on December 21, 2005) | |
(d)(2)
|
Amendment No. 1 to Agreement and Plan of Merger, dated as of December 20, 2005, by and among Allergan, Offeror and Inamed, entered into as of March 10, 2006 | |
(g)
|
Not applicable | |
(h)(1)
|
Tax opinion of Gibson, Dunn & Crutcher LLP(2) | |
(1) | Incorporated by reference to the Registration Statement. | |
(2) | Incorporated by reference to Amendment No. 2 to the Registration Statement. | |
(3) | Incorporated by reference to Amendment No. 3 to the Registration Statement. | |
(4) | Previously filed with this Schedule TO. | |