UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): July 24, 2002
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 001-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On July 24, 2002, Neuberger Berman Inc. (the "Corporation"), issued a
press release with respect to its results of operations for the second
quarter ended June 30, 2002. A copy of the press release issued by the
Corporation is attached as Exhibit 99.1 and incorporated herein by
reference.
On July 24, 2002, the Corporation announced that its Board of Directors
declared the Corporation's cash dividend for the second quarter of 2002,
in the amount of $0.075 per share. The dividend will be payable on August
13, 2002, to stockholders of record at the close of business on August 1,
2002. A copy of the press release issued by the Corporation is attached as
Exhibit 99.2 and incorporated herein by reference.
On July 24, 2002, the Corporation also announced that it will adopt the
expense recognition provisions of recording the fair value of stock
options it grants, commencing January 2003. A copy of the press release is
attached as Exhibit 99.3 and incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 Press release issued by the Corporation on July 24, 2002,
with respect to results of operations for the second
quarter ended June 30, 2002.
99.2 Press release issued by the Corporation on July 24, 2002,
with respect to the declaration of its second quarter cash
dividend.
99.3 Press release issued by the Corporation on July 24, 2002,
reporting that it will adopt the expense recognition
provisions of recording the fair value of stock options it
grants, commencing January 2003.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: July 24, 2002 By: /s/ Matthew S. Stadler
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Matthew S. Stadler
Chief Financial Officer
EXHIBIT INDEX
99.1 Press release issued by Neuberger Berman Inc. on July 24, 2002,
with respect to the results of operations for the second quarter
ended June 30, 2002.
99.2 Press release issued by Neuberger Berman Inc. on July 24, 2002,
with respect to the declaration of its second quarter cash
dividend.
99.3 Press release issued by Neuberger Berman Inc. on July 24, 2002,
announcing that it will adopt the expense recognition provisions of
recording the fair value of stock options it grants, commencing
January 2003.