Form 5
FORM 5
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject to Section 16. Form 5 or Form 4
obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
Riggio, Leonard Barnes & Noble, Inc. ("BKS")
__________________________________________ _____________________________________________ X Director X 10% Owner
--- ---
(Last) (First) (Middle) 3. IRS or Social 4. Statement for X Officer (give Other (specify
Security Number Month/Year --- title below) --- below)
c/o Barnes & Noble, Inc. of Reporting Person
122 Fifth Avenue (Voluntary) 01/02 (1) Chairman of the Board
__________________________________________ ______________________ ______________________________________________________________
(Street)
5. If Amendment, Date of 7. Individual or Joint/Group Reporting
New York, New York 10011 Original (Month/Year) (check applicable line)
__________________________________________ _X_ Form Filed by One Reporting Person
(City) (State) (Zip) Form Filed by More Than One
--- Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount of
Securi-
ties
Bene-
ficially
4. Securities Acquired (A) Owned at 6. Ownership
2. Trans- 3. Trans- or Disposed of (D) End of Form:
action action (Instr. 3, 4 and 5) Issuer's Direct 7. Nature of
Date Code --------------------------- Fiscal (D) or Indirect
(Month/ (Instr. 8) (A) Year Indirect Beneficial
1. Title of Security Day/ Amount or Price (Instr. (I) Ownership
(Instr.3) Year) (D) 3 and 4) (Instr. 4) (Instr. 4)
----------------------------- --------- ---------- -------- --- -------- ------------ ------------- -------------
Common Stock 10/22/01 G 250,000 D -0- 9,167,138 D
Common Stock 2,652,334 I By Corp. (2)
* If the form is filed by more than one reporting person, see instruction 4(b)(v).
Reminder: Report on a separate line of each class of securities beneficially owned directly or indirectly.
(Print or Type Responses)
(Over)
SEC 2270 (7/96)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
2. Conver- 5. Number of Deriv- 6. Date Exercisable
sion or 3. Trans- ative Securities and Expiration Date
Exercise action Acquired (A) or (Month/Day/Year)
Price of Date 4. Trans- Disposed of (D) -----------------------
Deriv- (Month/ action (Instr. 3, 4, and 5) Date
1. Title of Derivative Security ative Day/ Code ----------------------- Exercis- Expiration
(Instr. 3) Security Year) (Instr. 8) A D able Date
---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ----------
9. Number of 10. Ownership
Derivative of
7. Title and Amount of Underlying Securities Derivative
Securities (Instr. 3 and 4) Beneficially Security: 11. Nature of
--------------------------------- 8. Price of Owned Direct (D) Indirect
Amount or Derivative at End or Beneficial
1. Title of Derivative Title Number of Security of Year Indirect (I) Ownership
Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4)
---------------------- -------------------- --------- ------------- ------------- -------------- --------------
Explanation of Responses:
(1) For fiscal year ended February 2, 2002.
(2) Owned by Barnes & Noble College Bookstores, Inc., a New York corporation of which all of the currently outstanding voting
securities are owned by the Reporting Person.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/Leonard Riggio March 18, 2002
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ----------------- --------------
**Signature of Date
Reporting Person
Leonard Riggio
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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