UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (right to buy) | 09/09/2016(4) | 09/09/2020 | Common Stock | 350,650 | $ 14.04 | I (1) (3) | See footnotes (1) (3) |
Warrants (right to buy) | 09/09/2016(4) | 09/09/2020 | Common Stock | 349,513 | $ 14.04 | I (2) (3) | See footnotes (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tyrus Capital S.A.M. 4 AVENUE ROQUEVILLE MONACO, O9 MC 98000 |
 |  |  | See Remarks |
Chedraoui Tony 4 AVENUE ROQUEVILLE MONACO, O9 MC 98000 |
 |  |  | See Remarks |
Tyrus Capital S.A.M., By: Mark Madden, Director /s/ Mark Madden | 09/19/2016 | |
**Signature of Reporting Person | Date | |
/s/ Tony Chedraoui | 09/19/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of the Issuer's Common Stock, $0.0001 par value per share (the "Shares") or warrants exercisable to buy Shares (the "Warrants"), as applicable, are held for the account of Tyrus Capital Event Master Fund Limited. Tyrus Capital S.A.M serves as investment manager to Tyrus Capital Event Master Fund Limited. Mr. Chedraoui is the Chief Investment Officer and control person of Tyrus Capital S.A.M. |
(2) | These Shares or Warrants, as applicable, are held for the account of TC Five Limited. Tyrus Capital S.A.M. serves as investment manager to TC Five Limited. |
(3) | Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. |
(4) | The Warrants became exercisable on the date of grant and are exercisable at any time until they expire. |
 Remarks: As a result of an increase in the number of Shares outstanding since the date of the event requiring this statement on Form 3, the Reporting Persons no longer beneficially own more than 10% of the Shares and are no longer subject to Section 16. |