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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 06/04/2015 | M | 7,926 (2) | (3) | (3) | Common Stock | 7,926 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ellis Vernon James 555 12TH STREET NW SUITE 700 WASHINGTON, DC 20004 |
X |
By: Joanne Catanese, Attorney in Fact For: Vernon Ellis | 07/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Corrects the aggregate amount of securities beneficially owned by the reporting person. Securities related to the Form 4 filed on June 6, 2014 were inadvertently omitted from column 5 of the reporting person's Form 4 originally filed on June 5, 2015. These securities were also inadvertently omitted from the column 5 ownership amount of the reporting person's subsequent Form 4 filed on June 3, 2016. The 12,007 of securities beneficially owned are comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 911 shares withheld for taxes upon the vesting of restricted stock units, which were reported on the amended Form 4 filed on July 5, 2017, plus the 6,178 restricted stock units granted on June 3, 2015 and reported in Table I of the Form 4 filed on June 5, 2015. |
(2) | Reports the acquisition of shares as a result of restricted stock units vesting on June 4, 2015 that were inadvertently omitted from the reporting person's Form 4 originally filed on June 5, 2015. These shares were also inadvertently omitted from column 5 of the reporting person's subsequent Form 4 filed on June 3, 2016. |
(3) | The restricted stock units vested on June 4, 2015 (on the first anniversary of the date of grant of June 4, 2014) and an equal number of shares of common stock of FTI Consulting, Inc. were issued upon vesting of such units. |