UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Units in Director Deferred Compensation Plan | Â (1) | Â (1) | Class A Common Stock | 25,178.61 | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NUTTALL SCOTT C C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK, NY 10281 |
 X |  |  |  |
By: /s/ Gretchen A. Herron, attorney-in-fact | 10/15/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation (the "Issuer"). The units become payable in cash upon Mr. Nuttall's termination of service as a director. |
 Remarks: Mr. Nuttall, an executive of Kolhberg Kravis Roberts & Co. L.P. ("KKR"), is a member of the board of directors of the Issuer.  Certain affiliates of KKR have filed a separate Form 3 reporting securities of the Issuer that they may be deemed to beneficially own.  Mr. Nuttall disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by affiliates of KKR. Exhibit 24 - Power of Attorney |