1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
04/29/2004(2)
|
04/29/2014 |
Capital (Common) Stock
|
500
|
$
59.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
04/28/2005(3)
|
04/28/2015 |
Capital (Common) Stock
|
900
|
$
34.83
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/13/2005(4)
|
12/13/2015 |
Capital (Common) Stock
|
1,500
|
$
40.7
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/25/2008(5)
|
08/25/2016 |
Capital (Common) Stock
|
1,500
|
$
57.3
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/14/2009(6)
|
02/14/2017 |
Capital (Common) Stock
|
825
|
$
52.51
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/14/2010(7)
|
02/14/2018 |
Capital (Common) Stock
|
1,350
|
$
31.31
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Mr. Pelletier also indirectly owns 20.9045 shares of Rogers Corporation Capital (Common) Stock through the Company's 401(k) plan. |
(2) |
This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was immediately exercisable as of the grant date and the prohibition on the sale of these shares has now expired. |
(3) |
This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was immediately exercisable as of the grant date and the prohibition on the sale of these shares has now expired. |
(4) |
This Non-Qualified Stock Option was granted pursuant to the 1998 Stock Option Plan and was immediately exercisable as of the grant date. However, no shares received from the exercise of the stock option grant can be sold before 12-13-2009 unless the optionee's employment is ended due to retirement, disability or involuntary termination. |
(5) |
This Non-Qualified Stock Option was granted pursuant to the 1988 Stock Option Plan and is exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |
(6) |
This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and is exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |
(7) |
This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and is exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |