UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock | Â (2) | Â (2) | Common Stock | 700 | $ (2) | D | Â |
Employee Stock Option (right to buy) | 02/11/2013 | 02/11/2021 | Common Stock | 500 | $ 9.2 | D | Â |
Employee Stock Option (right to buy) | 07/01/2006 | 07/01/2014 | Common Stock | 2,500 | $ 25.595 | D | Â |
Employee Stock Option (right to buy) | 09/01/2007 | 09/01/2015 | Common Stock | 3,200 | $ 26.7 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FLUHLER STEPHAN 200 E JACKSON STREET MUNCIE, IN 47305 |
 |  |  Chief Information Officer | Senior Vice President |
Amanda C. Williams (Confirming Statement on File) | 05/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes Restricted Stock Awards totaling 4,204.882 shares |
(2) | Each share of phantom stock is the economic equivalent of one share of FRME common stock. The shares of phantom stock will be settled in cash or shares of FRME common stock, at the reporting person's election, upon separation from First Merchants. |
 Remarks: Exhibit 24; Confirming Statement |