1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
(2)
|
Â
(3)
|
04/28/2016 |
Class B Common Stock, Series 1
|
30,400
|
$
16.22
|
D
|
Â
|
Employee Stock Option (right to buy)
(2)
|
Â
(4)
|
05/23/2017 |
Class B Common Stock, Series 1
|
15,000
|
$
15.84
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
In connection with the acquisition of RTM Restaurant Group, Inc. (RTM) and certain affiliated entities (the RTM Acquisition) by Triarc Companies, Inc. (Triarc), the reporting person received shares of Triarc Class B Common Stock, Series 1, as consideration. 10,545 shares issued to the reporting person in the acquisition, are being held in escrow to secure the reporting person's indemnification obligations under the definitive agreements related to the RTM Acquisition. |
(2) |
With tandem net exercise and tax withholding rights. |
(3) |
The option vests in three equal installments. One-third of the options vested on April 28, 2007. One-third of the options will vest on each of April 28, 2008 and 2009. |
(4) |
The option vests in three equal installments on May 23, 2008, 2009 and 2010. |