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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
KEEP OPTION | $ 0.01 (2) | 12/04/2012 | X | 2,400 | 03/09/2010 | 03/07/2014 | COMMON STOCK | 2,400 | $ 0.01 | 85,200 | D | ||||
KEEP OPTION | $ 0.01 (2) | 12/04/2012 | X | 600 | 05/01/2010 | 04/29/2014 | COMMON STOCK | 600 | $ 0.01 | 84,600 | D | ||||
KEEP OPTION | $ 0.01 (2) | 12/04/2012 | X | 1,200 | 07/22/2010 | 07/20/2014 | COMMON STOCK | 1,200 | $ 0.01 | 83,400 | D | ||||
KEEP OPTION | $ 0.01 (2) | 12/04/2012 | X | 600 | 01/01/2011 | 12/30/2014 | COMMON STOCK | 600 | $ 0.01 | 82,800 | D | ||||
KEEP OPTION | $ 0.01 (2) | 12/04/2012 | X | 600 | 03/24/2011 | 03/22/2015 | COMMON STOCK | 600 | $ 0.01 | 82,200 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAPORELLA JOSEPH G 8100 SW 10TH STREET SUITE 4000 PLANTATION, FL 33324 |
X | President |
/s/ Joseph G. Caporella | 12/06/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities were acquired by exercising certain options granted to the reporting person under the Company's Key Employee Equity Partnership Program ("KEEP") between March 8, 2004 and March 23, 2005. Reference is made to the derivative security table and footnote 2 of this Form 4. |
(2) | KEEP participants receive a grant equal to 50% of the number of shares of the Company's common stock purchased on the open market. KEEP options are granted at an initial exercise price of 60% of the purchase price of the shares acquired and such price is reduced to the par value of the Company's common stock over a six year vesting period. Reference is made to Exhibit 10.8 of the Company's Form 10-K for the year ended April 28, 2012. |