The China Fund, Inc.
P.O. Box 5049
Item 1. Proxy Voting Record
============================= The China Fund, Inc. =============================
ADVANTECH CO., LTD.
Ticker: 2395 Security ID: Y0017P108
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Lending Funds to For For Management
Other Parties
7 Amend Procedures for Endorsement and For For Management
Guarantees
8 Amend Trading Procedures Governing For For Management
Derivatives Products
9 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
10 Approve Disposal of Equity in For Against Management
Advantech LNC Technology Co., Ltd.
11.1 Elect K.C.Liu with Shareholder No. For Against Management
00000001 as Non-Independent Director
11.2 Elect Ted Hsu with ID No. Q120226XXX For For Management
as Non-Independent Director
11.3 Elect Donald Chang, Representative of For For Management
AIDC Investment Corp., with
Shareholder No. 00000040 as
Non-Independent Director
11.4 Elect Chaney Ho, Representative of For For Management
Advantech Foundation, with Shareholder
No. 00000163 as Non-Independent
Director
11.5 Elect Jeff Chen with ID No. B100630XXX For For Management
as Independent Director
11.6 Elect Benson Liu with ID No. For For Management
P100215XXX as Independent Director
11.7 Elect Joseph Yu with Shareholder No. For For Management
00017301 as Independent Director
12 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
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BEIJING ENTERPRISES HOLDINGS LTD.
Ticker: 00392 Security ID: Y07702122
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhou Si as Director For Against Management
3.2 Elect Li Fucheng as Director For Against Management
3.3 Elect E Meng as Director For For Management
3.4 Elect Jiang Xinhao as Director For For Management
3.5 Elect Lam Hoi Ham as Director For For Management
3.6 Elect Ma She as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Approve Long-term Capital Increase For For Management
5.1 Elect Edward Yung Do Way with ID No. For Against Management
A102143XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of Supervisors For For Management
3 Approve 2016 Final Financial Accounts For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve Budget of 2017 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2015
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2015
8 Elect Malcolm Christopher McCarthy as For For Management
Director
9 Elect Feng Bing as Director For For Management
10 Elect Zhu Hailin as Director For For Management
11 Elect Wu Min as Director For For Management
12 Elect Zhang Qi as Director For For Management
13 Elect Guo You as Supervisor For For Management
14 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors and Authorize
Board to Fix Their Remuneration
1 Approve Issuance of Eligible Tier-2 For For Management
Capital Instruments
2 Approve Amendments to Articles of For Against Management
Association
3 Amend Rules of Procedures Regarding For For Management
General Meetings of Shareholders'
General Meetings
4 Amend Rules of Procedures for the For For Management
Board of Directors
5 Amend Rules of Procedures for the For For Management
Board of Supervisors
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CHINA EVERBRIGHT INTERNATIONAL LTD.
Ticker: 257 Security ID: Y14226107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cai Yunge as Director For Against Management
3b Elect Wang Tianyi as Director For For Management
3c Elect Cai Shuguang as Director For For Management
3d Elect Tang Shuangning as Director For Against Management
3e Elect Zhai Haitao as Director For For Management
3f Authorize Board to Fix the For For Management
Remuneration of the Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA MENGNIU DAIRY CO., LTD.
Ticker: 2319 Security ID: G21096105
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Jiao Shuge (Jiao Zhen) as For Against Management
Director and Authorize Board to Fix
His Remuneration
3b Elect Zhang Xiaoya as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Jeffrey, Minfang Lu as Director For For Management
and Authorize Board to Fix His
Remuneration
3d Elect Wu Wenting as Director and For Against Management
Authorize Board to Fix Her Remuneration
3e Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896115
Meeting Date: NOV 04, 2016 Meeting Type: Special
Record Date: OCT 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of H Share Appreciation For Against Management
Rights
2 Approve Adjustment to the Remuneration For For Management
of Independent Directors
3 Approve Adjustment to the Remuneration For For Management
of External Supervisors
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896115
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
of Directors
2 Approve 2016 Work Report of the Board For For Management
of Supervisors
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Audited Financial For For Management
Statements
5 Approve 2016 Profit Appropriation Plan For For Management
6 Approve Auditor and Authorize Board to For Against Management
Fix Their Remuneration
7 Approve Assessment Report on the Duty For For Management
Performance of Directors
8 Approve Assessment Report on the Duty For For Management
Performance of Supervisors
9 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
Independent Directors
10 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
External Supervisors
11 Approve Evaluation Report on Duty For For Management
Performance of the Members of Senior
Management
12 Approve Related Party Transaction For For Management
Report
13 Approve Issuance of Financial Bonds For Against Management
14.01 Approve Type and Amount in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.02 Approve Duration in Relation to the For For Management
Non-Public Issuance of Domestic
Preference Shares of the Company
14.03 Approve Method of Issuance in Relation For For Management
to the Non-Public Issuance of Domestic
Preference Shares of the Company
14.04 Approve Issue Target in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.05 Approve Nominal Value and Issue Price For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
14.06 Approve Lock-Up Period in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.07 Approve Dividend Distribution Terms in For For Management
Relation to the Non-Public Issuance of
Domestic Preference Shares of the
Company
14.08 Approve Terms of Conditional For For Management
Redemption in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
14.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
14.10 Approve Restrictions on Voting Rights For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
14.11 Approve Restoration of Voting Rights For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
14.12 Approve Order of Distribution of For For Management
Residual Assets and Basis of
Liquidation in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
14.13 Approve Rating arrangement in Relation For For Management
to the Non-Public Issuance of Domestic
Preference Shares of the Company
14.14 Approve Guarantee in Relation to the For For Management
Non-Public Issuance of Domestic
Preference Shares of the Company
14.15 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.16 Approve Transferability in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.17 Approve Compliance of Latest For For Management
Regulatory Requirements in Relation to
the Non-Public Issuance of Domestic
Preference Shares of the Company
14.18 Approve Effective Period of the For For Management
Resolutions in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
14.19 Approve Relationship Between the For For Management
Domestic and Offshore Preference
Shares in Relation to the Non-Public
Issuance of Domestic Preference Shares
of the Company
14.20 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
15.01 Approve Type and Amount of the For For Management
Offshore Preference Shares in Relation
to the Plan for the Non-Public
Issuance of Offshore Preference Shares
of the Company
15.02 Approve Duration in Relation to the For For Management
Plan for the Non-Public Issuance of
Offshore Preference Shares of the
Company
15.03 Approve Method of Issuance in Relation For For Management
to the Plan for the Non-Public
Issuance of Offshore Preference Shares
of the Company
15.04 Approve Issue Target in Relation to For For Management
the Plan for the Non-Public Issuance
of Offshore Preference Shares of the
Company
15.05 Approve Nominal Value and Issue Price For For Management
in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.06 Approve Lock-up Period in Relation to For For Management
the Plan for the Non-Public Issuance
of Offshore Preference Shares of the
Company
15.07 Approve Dividend Distribution Terms in For For Management
Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.08 Approve Terms of Conditional For For Management
Redemption in Relation to the Plan for
the Non-Public Issuance of Offshore
Preference Shares of the Company
15.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.10 Approve Restrictions on Voting Rights For For Management
in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.11 Approve Restoration of Voting Rights For For Management
in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.12 Approve Order of Distribution of For For Management
Residual Assets and Basis of
Liquidation in Relation to the Plan
for the Non-Public Issuance of
Offshore Preference Shares of the
Company
15.13 Approve Rating Arrangement in Relation For For Management
to the Plan for the Non-Public
Issuance of Offshore Preference Shares
of the Company
15.14 Approve Guarantee in Relation to the For For Management
Plan for the Non-Public Issuance of
Offshore Preference Shares of the
Company
15.15 Approve Use of Proceeds in Relation to For For Management
the Plan for the Non-Public Issuance
of Offshore Preference Shares of the
Company
15.16 Approve Transferability in Relation to For For Management
the Plan for the Non-Public Issuance
of Offshore Preference Shares of the
Company
15.17 Approve Compliance of Latest For For Management
Regulatory Requirements in Relation to
the Plan for the Non-Public Issuance
of Offshore Preference Shares of the
Company
15.18 Approve Effective Period of the For For Management
Resolutions in Relation to the Plan
for the Non-Public Issuance of
Offshore Preference Shares of the
Company
15.19 Approve Relationship Between the For For Management
Offshore and Domestic Preference
Shares in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
15.20 Authorize Board to Handle All Matters For For Management
in Relation to the Plan for the
Non-Public Issuance of Offshore
Preference Shares of the Company
16 Approve Related Party Transaction For For Management
Regarding Non-Public Issuance of
Offshore Preference Shares by the
Company to COSCO SHIPPING Financial
Holdings Co., Limited
17 Approve Share Subscription Agreement For For Management
18 Approve Dilution of Current Return by For For Management
the Non-Public Issuance of Preference
Shares and the Remedial Measures
19 Approve Capital Management Plan For For Management
20 Approve Shareholder Return Plan in the For For Management
Next Three Years
21 Approve Report on the Use of Proceeds For For Management
Previously Raised
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
23 Approve Amendments to Articles of For For Management
Association
24 Approve Resolution Regarding Rules and For For Management
Procedures for Shareholders' General
Meetings and Board of Directors'
Meetings
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896115
Meeting Date: MAY 26, 2017 Meeting Type: Special
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type and Amount in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.02 Approve Duration in Relation to the For For Management
Non-Public Issuance of Domestic
Preference Shares of the Company
1.03 Approve Method of Issuance in Relation For For Management
to the Non-Public Issuance of Domestic
Preference Shares of the Company
1.04 Approve Issue Target in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.05 Approve Nominal Value and Issue Price For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
1.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.07 Approve Dividend Distribution Terms in For For Management
Relation to the Non-Public Issuance of
Domestic Preference Shares of the
Company
1.08 Approve Terms of Conditional For For Management
Redemption in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
1.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
1.10 Approve Restrictions on Voting Rights For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
1.11 Approve Restoration of Voting Rights For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
1.12 Approve Order of Distribution of For For Management
Residual Assets and Basis of
Liquidation in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
1.13 Approve Rating Arrangement in Relation For For Management
to the Non-Public Issuance of Domestic
Preference Shares of the Company
1.14 Approve Guarantee in Relation to the For For Management
Non-Public Issuance of Domestic
Preference Shares of the Company
1.15 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.16 Approve Transferability in Relation to For For Management
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.17 Approve Compliance of Latest For For Management
Regulatory Requirements in Relation to
the Non-Public Issuance of Domestic
Preference Shares of the Company
1.18 Approve Effective Period of the For For Management
Resolutions in Relation to the
Non-Public Issuance of Domestic
Preference Shares of the Company
1.19 Approve Relationship Between the For For Management
Domestic and Offshore Preference
Shares in Relation to the Non-Public
Issuance of Domestic Preference Shares
of the Company
1.20 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of Domestic Preference Shares of the
Company
2.01 Approve Type and Amount in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.02 Approve Duration in Relation to the For For Management
Non-Public Issuance of Offshore
Preference Shares of the Company
2.03 Approve Method of Issuance in Relation For For Management
to the Non-Public Issuance of Offshore
Preference Shares of the Company
2.04 Approve Issue Target in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.05 Approve Nominal Value and Issue Price For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares of the
Company
2.06 Approve Lock-up Period in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.07 Approve Dividend Distribution Terms in For For Management
Relation to the Non-Public Issuance of
Offshore Preference Shares of the
Company
2.08 Approve Terms of Conditional For For Management
Redemption in Relation to the
Non-Public Issuance of Offshore
Preference Shares of the Company
2.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares of the
Company
2.10 Approve Restrictions on Voting Rights For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares of the
Company
2.11 Approve Restoration of Voting Rights For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares of the
Company
2.12 Approve Order of Distribution of For For Management
Residual Assets and Basis of
Liquidation in Relation to the
Non-Public Issuance of Offshore
Preference Shares of the Company
2.13 Approve Rating Arrangement in Relation For For Management
to the Non-Public Issuance of Offshore
Preference Shares of the Company
2.14 Approve Guarantee in Relation to the For For Management
Non-Public Issuance of Offshore
Preference Shares of the Company
2.15 Approve Use of Proceeds in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.16 Approve Transferability in Relation to For For Management
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.17 Approve Compliance of Latest For For Management
Regulatory Requirements in Relation to
the Non-Public Issuance of Offshore
Preference Shares of the Company
2.18 Approve Effective Period of the For For Management
Resolutions in Relation to the
Non-Public Issuance of Offshore
Preference Shares of the Company
2.19 Approve Relationship Between the For For Management
Offshore and Domestic Preference
Shares in Relation to the Non-Public
Issuance of Offshore Preference Shares
of the Company
2.20 Authorize Board to Handle All Matters For For Management
in Relation to the Non-Public Issuance
of Offshore Preference Shares of the
Company
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CHINA MOBILE LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Dong Xin as Director For For Management
4.1 Elect Frank Wong Kwong Shing as For Against Management
Director
4.2 Elect Moses Cheng Mo Chi as Director For Against Management
4.3 Elect Paul Chow Man Yiu as Director For For Management
4.4 Elect Stephen Yiu Kin Wah as Director For For Management
5 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors for Hong Kong Financial
Reporting and U.S. Financial Reporting
Purposes, Respectively and Authorize
Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2017 Meeting Type: Special
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
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CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Annual Dividend
3 Approve Report of the Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditors and Deloitte Touche
Tohmatsu as International Auditors and
Authorize Board to Fix Their
Remuneration
6 Elect Law Hong Ping, Lawrence as For For Management
Director
7 Approve Provision of Guarantees to For For Management
Relevant Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Amend Articles of Association For For Management
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUL 20, 2016 Meeting Type: Special
Record Date: JUL 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 12, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yan Jianguo as Director For Against Management
3b Elect Nip Yun Wing as Director For For Management
3c Elect Chang Ying as Director For Against Management
3d Elect Lam Kwong Siu as Director For Against Management
3e Elect Fan Hsu Lai Tai, Rita as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 836 Security ID: Y1503A100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: JUN 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhou Junqing as Director For Against Management
3.2 Elect Chen Ying as Director For Against Management
3.3 Elect Wang Yan as Director For Against Management
3.4 Elect Ma Chiu-Cheung, Andrew as For For Management
Director
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Tian Shuchen as Director For For Management
3B Elect Pan Shujie as Director For For Management
3C Elect Raymond Ho Chung Tai as Director For For Management
3D Elect Adrian David Li Man Kiu as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For For Management
Shares
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CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: Y1519S111
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Shao Guanglu as Director For For Management
2.1b Elect Cesareo Alierta Izuel as Director For Against Management
2.1c Elect Cheung Wing Lam Linus as Director For Against Management
2.1d Elect Wong Wai Ming as Director For Against Management
2.2 Authorize Board to Fix Remuneration of For Against Management
Directors
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
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CHUNGHWA TELECOM CO., LTD.
Ticker: 2412 Security ID: Y1613J108
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4.1 Elect Yu Fen Lin with ID No. For For Management
U220415XXX as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Appointed
Directors
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JAN 19, 2017 Meeting Type: Special
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Securities and For For Management
Financial Products Transactions and
Services Framework Agreement, Annual
Caps and Related Transactions
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CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JUN 19, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Work Report of the Board For For Management
2 Approve 2016 Work Report of the For For Management
Supervisory Committee
3 Approve 2016 Annual Report For For Management
4 Approve 2016 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
External Auditors,
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2017 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve Potential Related Party For Against Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
9 Approve Increase of Authorized Amount For For Management
for the Business of Securitization
Backed by Credit Asset Relating to
Margin Finance Business
12 Approve Remuneration of Directors and For For Management
Supervisors
13.01 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and the CITIC Group
and its Subsidiaries and Associates
13.02 Approve Potential Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
which Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
7.01 Approve Issuing Entity, Size of For Against Management
Issuance and Method of Issuance in
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.02 Approve Type of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.03 Approve Term of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.04 Approve Interest Rate of the Debt For Against Management
Financing Instruments in Relation to
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.05 Approve Security and Other For Against Management
Arrangements in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.06 Approve Use of Proceeds in Relation to For Against Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.07 Approve Issuing Price in Relation to For Against Management
the Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.08 Approve Targets of Issue and the For Against Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.09 Approve Listing of the Debt Financing For Against Management
Instruments in Relation to the
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.10 Approve Resolutions Validity Period in For Against Management
Relation to the Issuances of Onshore
and Offshore Corporate Debt Financing
Instruments
7.11 Approve Authorization for the For Against Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
in Relation to the Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Articles of Association For For Management
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CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAY 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kam Hing Lam as Director For For Management
3b Elect Edith Shih as Director For For Management
3c Elect Chow Kun Chee, Roland as Director For Against Management
3d Elect Chow Woo Mo Fong, Susan as For Against Management
Director
3e Elect Cheng Hoi Chuen, Vincent as For Against Management
Director
3f Elect Lee Wai Mun, Rose as Director For Against Management
3g Elect William Shurniak as Director For For Management
3h Elect Wong Chung Hin as Director For For Management
4 Approve Auditor and Authorize Board to For For Management
Fix Their Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For For Management
Shares
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CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: DEC 01, 2016 Meeting Type: Special
Record Date: NOV 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
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CNOOC LTD.
Ticker: 883 Security ID: Y1662W117
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A1 Accept Financial Statements and For For Management
Statutory Reports
A2 Approve Final Dividend For For Management
A3 Elect Yuan Guangyu as Director For For Management
A4 Elect Xu Keqiang as Director For For Management
A5 Elect Liu Jian as Director For For Management
A6 Elect Lawrence J. Lau as Director For For Management
A7 Elect Kevin G. Lynch as Director For For Management
A8 Authorize Board to Fix the For For Management
Remuneration of Directors
A9 Approve Deloitte Touche Tohmatsu as For For Management
Independent Auditors and Authorize
Board to Fix Their Remuneration
B1 Authorize Repurchase of Issued Share For For Management
Capital
B2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
B3 Authorize Reissuance of Repurchased For For Management
Shares
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CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cai Dongchen as Director For Against Management
3a2 Elect Chak Kin Man as Director For For Management
3a3 Elect Pan Weidong as Director For For Management
3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management
3a5 Elect Chen Chuan as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Approve Grant of Options Under the For Against Management
Share Option Scheme
9 Adopt New Articles of Association For For Management
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DELTA ELECTRONICS INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
5 Other Business None Against Management
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DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: OCT 25, 2016 Meeting Type: Special
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement and For Against Management
Related Transactions
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DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Wang Xinhui as Director For For Management
2.2 Elect Wong Man Chung, Francis as For Against Management
Director
2.3 Elect Ni Hong (Hope) as Director For Against Management
2.4 Elect Yan Xiaoyan as Director For For Management
2.5 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.2 Authorize Repurchase of Issued Share For For Management
Capital
4.3 Authorize Reissuance of Repurchased For For Management
Shares
4.4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
4.5 Approve Increase in Authorized Share For Against Management
Capital
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FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Long-term Plan to Raise Capital For Against Management
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect Richard M. Tsai, Representative For For Management
of Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.2 Elect Daniel M. Tsai, Representative For For Management
of Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.3 Elect Vivien Hsu, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.4 Elect Eric Chen, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.5 Elect Howard Lin, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.6 Elect Jerry Harn, Representative of For For Management
Ming Dong Industrial Co., Ltd. with
Shareholder No. 72, as Non-independent
Director
6.7 Elect Chih Ming Chen, Representative For For Management
of Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.8 Elect Hsiu Hui Yuan, Representative of For For Management
Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.9 Elect Hsiu Chu Liang, Representative For For Management
of Taipei City Government with
Shareholder No. 297306, as
Non-independent Director
6.10 Elect Chi Yan Louis Cheung with ID No. For For Management
E8806XXX as Independent Director
6.11 Elect Ming Je Tang with Shareholder No. For For Management
255756 as Independent Director
6.12 Elect Shin Min Chen with ID No. For For Management
J100657XXX as Independent Director
6.13 Elect Chan Jane Lin with ID NO. For For Management
R203128XXX as Independent Director
6.14 Elect Jung Feng Chang with ID No. For For Management
H101932XXX as Independent Director
6.15 Elect Fan Chih Wu with ID No. For For Management
A101441XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Richard M.
Tsai
8 Approve Release of Restrictions of For For Management
Competitive Activities of Daniel M.
Tsai
9 Approve Release of Restrictions of For For Management
Competitive Activities of Chi Yan
Louis Cheung
10 Approve Release of Restrictions of For For Management
Competitive Activities of Jerry Harn
11 Approve Release of Restrictions of For For Management
Competitive Activities of Taipei City
Government
--------------------------------------------------------------------------------
GOLDPAC GROUP LIMITED
Ticker: 3315 Security ID: Y27592107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Lu Run Ting as Director For Against Management
3.2 Elect Lu Runyi as Director For For Management
3.3 Elect Christophe Jacques Pagezy as For Against Management
Director
3.4 Elect Wu Siqiang as Director For For Management
3.5 Elect Ye Lu as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For For Management
Shares
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HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
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HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cheah Cheng Hye as Director For For Management
3b Elect Leung Pak Hon, Hugo as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Remuneration Payable to the For For Management
Chairman and Members of the Project
Oversight Committee
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HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LTD.
Ticker: 215 Security ID: G4672G106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Fok Kin Ning, Canning as Director For For Management
3b Elect Woo Chiu Man, Cliff as Director For For Management
3c Elect Lai Kai Ming, Dominic as Director For For Management
3d Elect Edith Shih as Director For For Management
3e Elect Cheong Ying Chew, Henry as For Against Management
Director
3f Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
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JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Declare Final
Dividend
2 Elect David Hsu as Director For For Management
3 Re-elect Adam Keswick as Director For Against Management
4 Re-elect Simon Keswick as Director For For Management
5 Re-elect Dr Richard Lee as Director For Against Management
6 Approve Directors' Fees For For Management
7 Ratify Auditors and Authorise Their For For Management
Remuneration
8 Authorise Issue of Equity with and For For Management
without Pre-emptive Rights
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KING SLIDE WORKS CO., LTD.
Ticker: 2059 Security ID: Y4771C105
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
4 Other Business None Against Management
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LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
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LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F169
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect William Fung Kwok Lun as Director For Against Management
3b Elect Martin Tang Yue Nien as Director For For Management
3c Elect Marc Robert Compagnon as Director For For Management
4 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
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PCCW LIMITED
Ticker: 8 Security ID: Y6802P120
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Srinivas Bangalore Gangaiah as For For Management
Director
3b Elect Hui Hon Hing, Susanna as Director For Against Management
3c Elect Lee Chi Hong, Robert as Director For Against Management
3d Elect Li Fushen as Director For Against Management
3e Elect Frances Waikwun Wong as Director For For Management
3f Elect David Christopher Chance as For For Management
Director
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: AUG 15, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Review of the Provision of For For Management
Assured Entitlement Only to H
Shareholders of the Company in Respect
of Overseas Listing of Ping An
Securities
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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: AUG 15, 2016 Meeting Type: Special
Record Date: JUL 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Review of Overseas Listing For For Management
Proposal of Ping An Securities
2 Approve Review of Overseas Listing of For For Management
Ping An Securities - Compliance with
Relevant Provisions
3 Approve Review of Company's For For Management
Undertakings to Maintain Its
Independent Listing Status
4 Approve Review of Sustainable For For Management
Profitability Statement and Prospect
5 Approve Review of Authorization For For Management
Concerning Overseas Listing of Ping An
Securities
6 Approve Adjustment of the Remuneration For For Management
of Non-executive Directors
7 Approve Adjustment of the Remuneration For For Management
of Non-employee Representative
Supervisors
8 Approve Review of the Provision of For For Management
Assured Entitlement Only to H
Shareholders of the Company in Respect
of Overseas Listing of Ping An
Securities
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PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: MAY 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Committee
3 Approve 2016 Annual Report and its For For Management
Summary
4 Approve 2016 Report of the Auditors For For Management
and the Audited Financial Statements
5 Approve 2016 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as the PRC Auditor and
PricewaterhouseCoopers as the
International Auditor and Authorize
Board to Fix Their Remuneration
7 Elect Ouyang Hui as Director For For Management
8 Approve Autohome Inc. Share Incentive For Against Management
Plan
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of Debt Financing For For Management
Instruments
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PRIMAX ELECTRONICS LTD.
Ticker: 4915 Security ID: Y7080U112
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of Restricted Stocks For Against Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director Way Yung-Do
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
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QINGDAO PORT INTERNATIONAL CO., LTD.
Ticker: 6198 Security ID: Y7S64R101
Meeting Date: MAR 10, 2017 Meeting Type: Special
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Specific Mandate for For For Management
the Proposed Subscription Under the
Transaction Agreement and Related
Transactions
2 Approve Grant of Specific Mandate to For For Management
Issue New H Shares and Related
Transactions
3 Amend Articles of Association For For Management
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QINGDAO PORT INTERNATIONAL CO., LTD.
Ticker: 6198 Security ID: Y7S64R101
Meeting Date: MAR 10, 2017 Meeting Type: Special
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Specific Mandate for For For Management
the Proposed Subscription Under the
Transaction Agreement and Related
Transactions
2 Approve Grant of Specific Mandate to For For Management
Issue New H Shares and Related
Transactions
--------------------------------------------------------------------------------
QINGDAO PORT INTERNATIONAL CO., LTD.
Ticker: 6198 Security ID: Y7S64R101
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Issuance of Domestic and For For Management
Foreign Debt Financing Instruments
3 Approve Initial Public Offering of A For Against Management
Shares
4 Approve Use of Proceeds from the A For Against Management
Share Offering and Feasibility
Analysis Report
5 Approve Amendments to Articles of For Against Management
Association in Connection with the A
Share Offering
6 Approve Amendments to the Procedures For Against Management
for General Meetings
7 Approve Amendments to the Procedures For Against Management
for Board Meetings
8 Approve Amendments to the Procedures For Against Management
for Board of Supervisors Meetings
9 Authorize Board to Deal with Matters For Against Management
Relating to the A Share Offering
10 Approve Annual Report For For Management
11 Approve Work Report of the Board For For Management
12 Approve Report of the Supervisory For For Management
Committee
13 Approve Remunerations of Directors For For Management
14 Approve Remunerations of Supervisors For For Management
15 Approve Audited Financial Statements For For Management
16 Approve Profit Distribution Plan For For Management
17 Approve 2017 Investment Budget Plan For For Management
18 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditors and Authorize
Board to Fix Their Remuneration
19 Elect Zhang Wei as Director For For Management
20 Approve General Goods and Services For For Management
Framework Agreement I and the
Continuing Connected Transactions and
Related Transactions
21 Approve Conforming to the Conditions For Against Management
for Initial Public Offering and
Listing of A Shares
22 Approve Disposal Plan on Undistributed For Against Management
Profit Accumulated Before the A Share
Offering
23 Approve A Share Price Stabilization For Against Management
Plan
24 Approve Dilution of Current Return as For Against Management
a Result of Application for the
Initial Public Offering and Listing of
A Shares and its Remedial Measures
25 Approve Three-Year Shareholders' For Against Management
Dividend Return Plan After the Initial
Public Offering and Listing of A Shares
26 Approve Undertakings in Connection For Against Management
with the A Share Offering and
Restraint Measures
27 Approve Status Report and Verification For For Management
Report on the Use of Previously Raised
Funds
28 Approve Confirmation of Framework For For Management
Agreements Regarding Related Party
Transactions
29 Approve Amendments to the Working For Against Management
System for Independent Directors
30 Approve Amendments to the For Against Management
Administrative Rules of External
Guarantee
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QINGLING MOTORS CO LTD
Ticker: 1122 Security ID: Y71713104
Meeting Date: DEC 22, 2016 Meeting Type: Special
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Yuguang as Director and For For Shareholder
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
QINGLING MOTORS CO LTD
Ticker: 1122 Security ID: Y71713104
Meeting Date: APR 27, 2017 Meeting Type: Special
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Chassis Supply Agreement For For Management
and Relevant Annual Caps
2 Approve New CQACL Agreement, New For For Management
Qingling Group Agreement, New CQCC
Agreement, New CQFC Agreement, New
CQAC Agreement, New CQNHK Agreement,
New CQPC Agreement and Relevant Annual
Caps
3 Approve New Isuzu Supply Agreement and For For Management
Relevant Annual Caps
4 Approve New Supply Agreement and For For Management
Relevant Annual Caps
5 Approve New Sales JV Supply Agreement For For Management
and Relevant Annual Caps
6 Approve New Supply Agreement (IQAC) For For Management
and Relevant Annual Caps
--------------------------------------------------------------------------------
QINGLING MOTORS CO LTD
Ticker: 1122 Security ID: Y71713104
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: MAY 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
and Independent Auditor's Report
4 Approve Profit Appropriation For For Management
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
Chongqing Branch as PRC Auditors and
Deloitte Touche Tohmatsu as
International Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Resignation of Yoshifumi For For Shareholder
Komura as Director and Authorize Board
to Terminate His Service Contract
7 Elect Etsuo Yamamoto as Director, For For Shareholder
Authorize Board to Fix His
Remuneration and Enter Into Service
Contract with Him
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sheldon Gary Adelson as Director For Against Management
3b Elect Chiang Yun as Director For For Management
3c Elect Victor Patrick Hoog Antink as For For Management
Director
3d Elect Kenneth Patrick Chung as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E101
Meeting Date: AUG 10, 2016 Meeting Type: Special
Record Date: AUG 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E101
Meeting Date: DEC 06, 2016 Meeting Type: Special
Record Date: DEC 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Consolidation and For For Management
Related Transactions
2 Approve Framework Agreement, Annual For For Management
Caps and Related Transactions
3 Approve Grant of Restricted Share For Against Management
Units to Tzu-Yin Chiu Under the Equity
Incentive Plan
4 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the Equity
Incentive Plan
5 Approve Grant of Restricted Share For Against Management
Units to Lip-Bu Tan Under the Equity
Incentive Plan
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SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: JUN 23, 2017 Meeting Type: Annual
Record Date: JUN 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhou Zixue as Director For Against Management
2b Elect Tzu-Yin Chiu as Director For Against Management
2c Elect Gao Yonggang as Director For For Management
2d Elect William Tudor Brown as Director For For Management
2e Elect Tong Guohua as Director For Against Management
2f Elect Shang-yi Chiang as Director For For Management
2g Elect Jason Jingsheng Cong as Director For For Management
2h Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors for Hong Kong Financial
Reporting and U.S. Financial Reporting
Purposes, Respectively and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Approve Increase in Authorized Share For Against Management
Capital and Related Transactions
8 Approve Reduction of Share Premium For For Management
Account and Related Transactions
9 Approve Grant of Restricted Share For Against Management
Units to Tzu-Yin Chiu Under the Equity
Incentive Plan and Related Transactions
10 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the Equity
Incentive Plan and Related Transactions
11 Approve Grant of Restricted Share For Against Management
Units to Lip-Bu Tan Under the Equity
Incentive Plan and Related Transactions
12 Approve Grant of Restricted Share For Against Management
Units to Shang-yi Chiang Under the
Equity Incentive Plan and Related
Transactions
13 Approve Grant of Restricted Share For Against Management
Units to Tong Guohua Under the Equity
Incentive Plan and Related Transactions
14 Approve Grant of Restricted Share For Against Management
Units to Jason Jingsheng Cong Under
the Equity Incentive Plan and Related
Transactions
15 Approve Payment to Tzu-Yin Chiu as a For For Management
Token of Appreciation for His
Contributions to the Company and
Related Transactions
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SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 09, 2016 Meeting Type: Annual
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Kwok Kai-wang, Christopher as For For Management
Director
3.1b Elect Kwok Ping-luen, Raymond as For Against Management
Director
3.1c Elect Lee Shau-kee as Director For Against Management
3.1d Elect Wong Chik-wing, Mike as Director For For Management
3.1e Elect Yip Dicky Peter as Director For For Management
3.1f Elect Wong Yue-chim, Richard as For For Management
Director
3.1g Elect Fung Kwok-lun, William as For Against Management
Director
3.1h Elect Leung Nai-pang, Norman as For For Management
Director
3.1i Elect Leung Kui-king, Donald as For For Management
Director
3.1j Elect Kwan Cheuk-yin, William as For For Management
Director
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
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TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Business Operations Report and For For Management
Financial Statements
1.2 Approve Profit Distribution For For Management
1.3 Amend Articles of Association For For Management
1.4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
2.1 Elect Mark Liu with Shareholder No. For Against Management
10758 as Non-Independent Director
2.2 Elect C.C. Wei with Shareholder No. For Against Management
370885 as Non-Independent Director
3 Other Business None Against Management
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TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lau Chi Ping Martin as Director For For Management
3b Elect Charles St Leger Searle as For Against Management
Director
3c Elect Yang Siu Shun as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Adopt 2017 Share Option Scheme For Against Management
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TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 17, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of Tencent For Against Management
Music Entertainment Group
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TIANGONG INTERNATIONAL CO., LTD.
Ticker: 826 Security ID: G88831113
Meeting Date: JUL 11, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Placing of Jiangsu Tiangong For For Management
Technology Company Limited
2 Approve Nanjing Steel Subscription For For Management
Agreement and Related Transactions
3 Approve Subscription Agreement Entered For For Management
Into by Jiangsu Tiangong Technology
Company Limited and Zhu Xiaokun and
Related Transactions
4 Approve Subscription Agreement Entered For For Management
Into by Jiangsu Tiangong Technology
Company Limited and Jiang Rongjun and
Related Transactions
5 Approve Subscription Agreement Entered For For Management
Into by Jiangsu Tiangong Technology
Company Limited and Yang Zhao and
Related Transactions
6 Approve Subscription Agreement Entered For For Management
Into by Jiangsu Tiangong Technology
Company Limited and Xu Shaoqi and
Related Transactions
7 Approve Subscription Agreement Entered For For Management
Into by Jiangsu Tiangong Technology
Company Limited and Wang Gang and
Related Transactions
--------------------------------------------------------------------------------
TIANGONG INTERNATIONAL CO., LTD.
Ticker: 826 Security ID: G88831113
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAY 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Zhu Xiaokun as Director For Against Management
3a2 Elect Wu Suojun as Director For For Management
3a3 Elect Lee Cheuk Yin, Dannis as Director For For Management
3a4 Elect Wang Xuesong as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For Against Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Approve New Share Option Scheme and For Against Management
Termination of Existing Share Option
Scheme
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VINDA INTERNATIONAL HOLDINGS LTD.
Ticker: 3331 Security ID: G9361V108
Meeting Date: APR 07, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Carl Fredrik Stenson Rystedt as For Against Management
Director
3b Elect Yu Yi Fang as Director For For Management
3c Elect Johann Christoph Michalski as For For Management
Director
3d Elect Kam Robert as Director For Against Management
3e Elect Wong Kwai Huen, Albert as For For Management
Director
3f Authorize Board to Fix Remuneration of For Against Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
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ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2016 Report of the Board of For For Management
Directors
2 Approve 2016 Report of the Supervisory For For Management
Committee
3 Approve 2016 Audited Consolidated For For Management
Financial Statements and Auditor's
Report
4 Approve 2016 Profit Distribution Plan For For Management
and Final Dividend
5 Approve Ernst & Young Hua Ming LLP as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Ding Rongjun as Director and For For Management
Approve His Emolument
7 Elect Li Donglin as Director and For For Management
Approve His Emolument
8 Elect Liu Ke'an as Director and For For Management
Approve His Emolument
9 Elect Yan Wu as Director and Approve For For Management
His Emolument
10 Elect Ma Yunkun as Director and For For Management
Approve His Emolument
11 Elect Chan Kam Wing, Clement as For For Management
Director and Approve His Emolument
12 Elect Pao Ping Wing as Director and For For Management
Approve His Emolument
13 Elect Liu Chunru as Director and For For Management
Approve His Emolument
14 Elect Chen Xiaoming as Director and For For Management
Approve His Emolument
15 Elect Xiong Ruihua as Supervisor and For For Management
Approve His Emolument
16 Elect Geng Jianxin as Supervisor and For For Management
Approve His Emolument
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
18 Approve Amendments to Articles of For For Management
Association
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE CHINA FUND, INC.