piii_8k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
_________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): March 24,
2010
PECO
II,
Inc.
(Exact
name of registrant as specified in its charter)
| Ohio |
|
000-31283 |
|
34-1605456 |
| (State or
other jurisdiction of incorporation) |
|
(Commission File
Number) |
|
(I.R.S.
Employer Identification No.) |
| |
|
|
|
|
| 1376
State Route 598, Galion, Ohio |
|
44833 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s telephone number, including area
code: (419) 468-7600
(Former Name or Former Address, if Changed Since
Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02. Results of
Operations and Financial Condition.
On March
24, 2010, PECO II, Inc. issued a press release relating to the Company’s
earnings for the fourth quarter and year ended December 31, 2009. A
copy of the press release is furnished as Exhibit 99.1 to this Form 8-K and is
incorporated into Item 2.02 of this Form 8-K by reference.
The
information contained in Item 2.02 of this Form 8-K, including Exhibit 99.1
attached hereto, shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, except as shall be
expressly set forth by specific reference to such filing.
The
information contained in this Form 8-K contains forward-looking statements,
including certain statements regarding intent, beliefs, expectations,
projections, forecasts and plans, which are subject to numerous assumptions,
risks, and uncertainties. A number of factors described from time to
time in the Company’s periodic filings with the Securities and Exchange
Commission could cause actual conditions, events, or results to differ
significantly from those described in the forward-looking
statements. All forward-looking statements included in this Form 8-K
are based on information available at the time of the report. The
Company assumes no obligation to update any forward-looking
statement.
Item 9.01. Financial
Statements and Exhibits.
(d) Exhibits.
| |
Exhibit
No. |
Description |
| |
99.1 |
Press Release,
dated March 24, 2010. |
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
| |
PECO
II, Inc. |
|
| |
|
|
|
|
Date:
March 24, 2010
|
By:
|
/s/ JOHN
G. HEINDEL |
|
| |
|
Name: John
G. Heindel |
|
| |
|
Title:
Chairman, President, Chief Executive Officer, Chief Financial Officer and
Treasurer |
|
| |
|
|
|
EXHIBIT INDEX
| Exhibit
No. |
|
Description |
| 99.1 |
|
Press Release,
dated March 24, 2010. |