|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option Right to Buy | $ 13.9 | 08/31/2007 | M(1)(2) | 9,020 | (2) | 10/23/2012 | Common Stock | 9,020 | (2) | 5,000 | D | ||||
Stock Option Right to Buy | $ 23.8 | 08/31/2007 | M(3)(4) | 6,900 | (4) | 01/06/2014 | Common Stock | 6,900 | (4) | 4,600 | D | ||||
Stock Option Right to Buy | $ 24.9 | 08/31/2007 | M(5)(6) | 3,280 | (6) | 02/18/2015 | Common Stock | 3,280 | (6) | 10,920 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH KENNETH WALTER % CIRCOR INTERNATIONAL, INC. 25 CORPORATE DRIVE, SUITE 130 BURLINGTON, MA 01803 |
Sr. VP, CFO & Treasurer |
Alan J. Glass, Attorney-in-fact | 09/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock options exercised herein reflect the cashless exercise of a portion of the grant of 25,000 options by the issuer to the reporting person on 10/23/2002 and scheduled to expire on 10/23/2012. |
(2) | The 25,000 options granted on 10/23/2002 vested in increments of 20% per year over a 5-year period. Upon exercise, the underlying options convert into shares of the issuer's common stock on a one-for-one basis. |
(3) | The stock options exercised herein reflect the cashless exercise of a portion of the grant of 11,500 options by the issuer to the reporting person on 1/6/2004 and scheduled to expire on 1/6/2014. |
(4) | The 11,500 options granted on 1/6/2004 vested in increments of 20% per year over a 5-year period. Upon exercise, the underlying options convert into shares of the issuer's common stock on a one-for-one basis. |
(5) | The stock options exercised herein reflect the cashless exercise of a portion of the grant of 14,200 options by the issuer to the reporting person on 2/18/2005 and scheduled to expire on 2/18/2015. |
(6) | The 14,200 options granted on 2/18/2005 vested in increments of 20% per year over a 5-year period. Upon exercise, the underlying options convert into shares of the issuer's common stock on a one-for-one basis. |