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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Grimes D Jeffery 3929 POINT EDEN WAY HAYWARD, CA 94545 |
VP Legal Affairs, Secretary |
/s/ Jeffrey Grimes | 03/12/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares sold to cover taxes upon vesting and release of shares issued pursuant to a Restricted Stock Award dated October 11, 2007 which vested in full on October 11, 2009. |
(2) | Amount reported includes shares subject to unvested Restricted Stock Awards. |
(3) | Includes 1 share acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2009 at a prices of $0.12 per share, 62,501 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 3/31/2009 at a prices of $0.12 per share, and 21,420 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2008 at a prices of $0.33 per share |
(4) | Represents shares sold to cover taxes upon partial vesting and release of a Restricted Stock Award dated January 21, 2009 which vests as to 50% of the shares on January 1, 2010 and 50% of the shares on January 1, 2011 |