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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 47.13 | 12/10/2005 | 12/10/2014 | Common Stock | 18,000 | 18,000 | D | ||||||||
Employee Stock Option | $ 42.08 | 12/07/2006 | 02/01/2016 | Common Stock | 18,700 | 18,700 | D | ||||||||
Employee Stock Option | $ 51.6 | 02/09/2008(3) | 02/09/2017 | Common Stock | 60,000 | 60,000 | D | ||||||||
Employee Stock Option | $ 48.51 | 02/08/2009(3) | 02/08/2018 | Common Stock | 70,000 | 70,000 | D | ||||||||
Employee Stock Option | $ 35.12 | 02/13/2010(3) | 02/13/2019 | Common Stock | 60,703 | 60,703 | D | ||||||||
Qualifying Restricted Stock Unit (4) | $ 0 | (5) | (5) | Common Stock | 15,256 | 15,256 | D | ||||||||
Employee Stock Option | $ 43.64 | 02/12/2010 | A | 64,818 | 02/12/2011(3) | 02/12/2020 | Common Stock | 64,818 | $ 0 | 64,818 | D | ||||
Performance Restricted Stock Unit (4) | $ 0 | 02/12/2010 | A | 7,122 | (5) | (5) | Common Stock | 7,122 | $ 0 | 7,122 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARTEL ROLAND M ILLINOIS TOOL WORKS INC. 3600 WEST LAKE AVENUE GLENVIEW, IL 60026 |
Executive Vice President |
Roland M. Martel by James H. Wooten, Jr., Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File | 02/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 212 shares acquired under a dividend reinvestment plan. |
(2) | Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of February 12, 2010. |
(3) | Options vest in four (4) equal annual installments beginning one year from date of grant. |
(4) | Each qualifying restricted stock unit (QRSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock. |
(5) | Each QRSU and PRSU vests 100% three years from the date of grant if performance goals are met. |