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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH HAROLD B 3600 W. LAKE AVENUE GLENVIEW, IL 60026 |
X |
Harold B. Smith by James H. Wooten, Jr. Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File | 06/18/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 787,710 shares held in a revocable trust created by me. This number was increased by 1,800 shares that were transferred from direct ownership to a trust (900 shares on 8/25/06 and 900 shares on 9/25/06). This number was also increased by 220 shares that were inadvertently recorded as a gift on 11/17/06. This number was further increased by 10,250 due to mathematical error in prior footnote 1s and a 2-for-1 stock split. |
(2) | 13,783,854 shares held in trusts of which I am a co-trustee and have a direct beneficial interest. This number was increased by 240,000 due to mathematical error in prior footnote 2s and a 2-for-1 stock split. In addition, the number of shares sold on 7/26/04 inaccurately reflected 516,427, instead of actual shares sold of 510,997. |
(3) | 661,160 shares held in two trusts of which I am a co-trustee and have a contingent beneficial interest. |
(4) | A sale of 1,271 shares on 5/17/07 and a sale of 20,529 shares on 5/18/07 were erroneously attributed to me and have been deleted. |
(5) | This number has been decreased by 1,800 shares. The shares were transferred to a trust under prior footnote 1s (900 shares transferred on 8/25/06 and 900 shares transferred on 9/25/06). |