8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) September 13, 2018

 

 

Farmers & Merchants Bancorp, Inc.

 

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Ohio

 

001-38084

 

34-1469491

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

307 North Defiance Street, Archbold, Ohio

 

43502

(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, including Area Code (419) 446-2501

N/A

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17-CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Item 8.01. Other Events.

Farmers & Merchants Bancorp, Inc. (“F&M”) is filing this Form 8-K/A to amend its current report on Form 8-K filed with the Securities and Exchange Commission on September 13, 2018 (the “Original Form 8-K”). The Original Form 8-K reported that Farmers & Merchants State Bank (the “Bank”), the wholly-owned subsidiary of F&M, had entered into an employment agreement with Lars B. Eller, under which Mr. Eller would become the President and Chief Executive Officer of the Bank. The press release that was included with the Original Form 8-K as Exhibit 99.1 incorrectly stated in paragraph two that Mr. Eller had been Head of Wealth Management for TD Bank. Mr. Eller’s position with TD Bank actually was Head of National Sales for the U.S. TD Bank Wealth Business.

 

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FORWARD-LOOKING STATEMENTS

Farmers & Merchants Bancorp, Inc. (the Company) wishes to take advantage of the Safe Harbor provisions included in the Private Securities Litigation Reform Act of 1995. Statements by the Company, including management’s expectations and comments, may not be based on historical facts and are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21B of the Securities Act of 1934, as amended. Actual results could vary materially depending on risks and uncertainties inherent in general and local banking conditions, competitive factors specific to markets in which the Company and its subsidiaries operate, future interest rate levels, legislative and regulatory decisions or capital market conditions. The Company assumes no responsibility to update this information. For more details, please refer to the Company’s SEC filings, including its most recent Annual Report on Form 10-K and quarterly reports on Form 10-Q.

 

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Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto authorized.

 

     

FARMERS & MERCHANTS

BANCORP, INC.

(Registrant)

Dated: September 18, 2018

      /s/ Paul S. Siebenmorgen
      Paul S. Siebenmorgen
      President & Chief Executive Officer
      /s/ Barbara J. Britenriker
      Barbara J. Britenriker
     

Executive Vice President &

Chief Financial Officer

 

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