UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 8, 2013
Enstar Group Limited
(Exact name of registrant as specified in its charter)
| Bermuda | 001-33289 | N/A | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| P.O. Box HM 2267, Windsor Place, 3rd Floor 22 Queen Street, Hamilton HM JX Bermuda |
N/A | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (441) 292-3645
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
(a) On May 8, 2013, the Company held its 2013 Annual General Meeting (the “Annual Meeting”).
(b) At the Annual Meeting, the shareholders voted on the following four proposals and cast their votes as described below.
1. Proposal No. 1: Election of Class I Directors. The individuals listed below were elected to serve terms expiring at the annual general meeting of shareholders in 2016.
| Director | For | Against | Abstain | Broker Non-Votes | ||||
| Robert J. Campbell |
11,308,532 | 299,797 | 3,606 | 1,394,591 | ||||
| Paul J. O’Shea |
11,565,748 | 42,621 | 3,566 | 1,394,591 | ||||
| Sumit Rajpal |
10,488,816 | 1,109,521 | 13,598 | 1,394,591 |
2. Proposal No. 2: Advisory vote to approve executive compensation. This proposal was approved.
| For | Against | Abstain | Broker Non-Votes | |||
| 10,268,133 |
1,301,566 | 42,236 | 1,394,591 |
3. Proposal No. 3: Ratification of the selection of KPMG Audit Limited to act as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 and authorization of the Board of Directors, acting through the Audit Committee, to approve the fees for the independent registered public accounting firm. This proposal was approved.
| For | Against | Abstain | Broker Non-Votes | |||
| 12,952,117 |
41,278 | 13,131 | 0 |
4. Proposal No. 4: Election of subsidiary directors identified in Proposal No. 4 of the Company’s Proxy Statement. All of the individual subsidiary director nominees listed below received the same total number of votes; these vote totals are provided in the table that follows. The Company’s Board of Directors will cause its corporate representative or proxy to vote the shares it holds in its subsidiaries in the same proportion as the votes received at this Annual Meeting.
| For | Against | Abstain | Broker Non-Votes | |||
| 11,139,795 |
58,771 | 413,369 | 1,394,591 |
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Subsidiary Director Nominees:
| AG Australia Holdings Limited Richard J. Harris Nicholas A. Packer Steven Given Sandra O’Sullivan Nicholas Hall
Bantry Holdings Ltd. Adrian C. Kimberley Duncan M. Scott David Rocke
B.H. Acquisition Limited Richard J. Harris Paul J. O’Shea David Rocke Adrian C. Kimberley
Blackrock Holdings Ltd. Adrian C. Kimberley Duncan M. Scott David Rocke
Bosworth Run-off Limited Alan Turner Ludovic de Belleval C. Paul Thomas Brian J. Walker Theo Wilkes
Brampton Insurance Company Limited Max Lewis C. Paul Thomas Alan Turner Steven Western Theo Wilkes |
Brittany Insurance Company Ltd. Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Duncan M. Scott
Capital Assurance Company Inc. Karl J. Wall Andrea Giannetta James Grajewski Steven Given Thomas Nichols
Capital Assurance Services Inc. Karl J. Wall Andrea Giannetta James Grajewski Steven Given Thomas Nichols
Castlewood Limited Adrian C. Kimberley Duncan M. Scott Elizabeth DaSilva
Cavell Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
Cavell Insurance Company Limited Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Chatsworth Limited Richard Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva Orla Gregory |
Claremont Liability Insurance Company Karl J. Wall Joseph Follis Andrea Giannetta Steven Given Donald Woellner James Grajewski Thomas Nichols
Clarendon America Insurance Company Karl J. Wall Joseph Follis Steven Given Thomas Nichols Robert Redpath Michael Sheehan Kathleen Barker
Clarendon Holdings, Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
Clarendon National Insurance Company Karl J. Wall Joseph Follis Steven Given Thomas Nichols Robert Redpath Michael Sheehan Kathleen Barker
CLIC Holdings, Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols |
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| Comox Holdings Ltd. Ludovic de Belleval Richard J. Harris Adrian C. Kimberley David Rocke Yoshinori Yokoo
Compagnie Europeenne d’Assurances Industrielles S.A. Nicholas A. Packer C. Paul Thomas Alan Turner
Constellation Reinsurance Company Karl J. Wall Thomas J. Balkan Joseph Follis Andrea Giannetta Mark A. Kern Raymond Rizzi Teresa Reali James Grajewski Jay Banskota Richard C. Ryan Thomas Nichols Steven Given Kathleen Barker
The Copenhagen Reinsurance Company C. Paul Thomas Alan Turner Theo Wilkes
The Copenhagen Reinsurance Company (UK) Limited Alan Turner C. Paul Thomas Steven Western Theo Wilkes
Courtenay Holdings Ltd. Richard J. Harris David Rocke Adrian C. Kimberley
Cranmore (UK) Limited Phillip Cooper David Ellis Shaun Holden C. Paul Thomas Steven Norrington Alan Turner Mark Wood |
Cranmore Australia Pty Limited Sandra O’Sullivan Nicholas Hall Steven Norrington
Cranmore (Asia) Limited David Rocke Adrian C. Kimberley Duncan M. Scott Elizabeth DaSilva
Cranmore Asia (Pte) Limited Ian Belcher Goh Mei Xuan Michelle Steven Norrington Sandra O’Sullivan
Cranmore (Bermuda) Limited Adrian C. Kimberley Duncan M. Scott David Rocke Elizabeth DaSilva
Cranmore (US) Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols Steven Norrington
Cumberland Holdings Ltd. Adrian C. Kimberley Richard J. Harris Paul J. O’Shea David Rocke
Electricity Producers Insurance Company (Bda) Limited Paul J. O’Shea Adrian C. Kimberley David Rocke Richard J. Harris Orla Gregory Duncan M. Scott
Enstar (EU) Finance Limited C. Paul Thomas Alan Turner Theo Wilkes Shaun Holden
Enstar (EU) Holdings Limited David Hackett C. Paul Thomas Alan Turner Shaun Holden |
Enstar (EU) Limited David Atkins David Grisley David Hackett Michael Lynagh Derek Reid C. Paul Thomas Alan Turner Shaun Holden
Enstar Acquisition Ltd. C. Paul Thomas Alan Turner
Enstar Australia Holdings Pty Limited Gary Potts Jann Skinner Bruce Bollom Richard J. Harris Nicholas A. Packer
Enstar Australia Limited Nicholas A. Packer Nicholas Hall Sandra O’Sullivan
Enstar Brokers Limited Richard J. Harris Elizabeth DaSilva Adrian C. Kimberley David Rocke Paul J. O’Shea
Enstar Financial Services Inc. Cheryl D. Davis Thomas Nichols
Enstar Financing Limited Elizabeth DaSilva Adrian C. Kimberley Richard J. Harris Duncan M. Scott
Enstar Group Operations Inc. Cheryl D. Davis Thomas Nichols
Enstar Holdings (US) Inc. Karl J. Wall Cheryl D. Davis Steven Given Robert V. Deutsch Thomas Nichols |
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| Enstar Insurance Management Services Ireland Limited Nicholas A. Packer Orla Gregory Richard J. Harris Kieran Hayes
Enstar Investment Management Ltd. Richard J. Harris Adrian C. Kimberley Roger Thompson Lothar Crofton
Enstar Investments Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
Enstar Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva
Enstar New York, Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
Enstar (US) Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
Enstar USA Inc. Thomas Nichols Cheryl D. Davis Karl J. Wall
Fieldmill Insurance Company Limited Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Fitzwilliam Insurance Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Nicholas A. Packer |
Flatts Limited C. Paul Thomas Alan Turner Theo Wilkes
Forsakringsaktiebolaget Assuransinvest MF Mats Höglund Alan Turner Nicholas A. Packer
Gordian Runoff Limited Gary Potts Jann Skinner Bruce Bollom Richard J. Harris Nicholas A. Packer
Goshawk Dedicated Ltd. C. Paul Thomas Alan Turner
Goshawk Holdings (Bermuda) Limited Adrian C. Kimberley Orla Gregory David Rocke Richard J. Harris
Goshawk Insurance Holdings Limited C. Paul Thomas Alan Turner
Guildhall Insurance Company Limited C. Paul Thomas Alan Turner Theo Wilkes Paul Carruthers
Harbor Specialty Insurance Company Karl J. Wall Joseph Follis Steven Given Thomas Nichols Robert Redpath Michael Sheehan Kathleen Barker
Harper Holdings SARL Nicholas A. Packer John Cassin |
Harper Insurance Limited Michael H.P. Handler Stefan Wehrenberg Dr. Florian von Meiss Richard J. Harris Andreas K. Iselin Nicholas A. Packer
Harrington Sound Limited Richard J. Harris Nicholas A. Packer Nicholas Hall Sandra O’Sullivan
Hillcot Holdings Ltd. Paul J. O’Shea Adrian C. Kimberley Richard J. Harris
Hillcot Re Limited Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Hillcot Underwriting Management Limited C. Paul Thomas Alan Turner Theo Wilkes
Hove Holdings Limited Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva
Hudson Reinsurance Company Limited Paul J. O’Shea Richard J. Harris Adrian C. Kimberley David Rocke Duncan M. Scott
Inter-Ocean Holdings Ltd. Adrian C. Kimberley Duncan M. Scott Richard J. Harris Orla Gregory |
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| Inter-Ocean Reinsurance Company Ltd. Adrian C. Kimberley Duncan M. Scott Richard J. Harris Paul J. O’Shea Orla Gregory
Inter-Ocean Reinsurance (Ireland) Ltd. Richard J. Harris Orla Gregory Kevin O’Connor
Kenmare Holdings Ltd. Richard J. Harris Paul J. O’Shea Adrian C. Kimberley Dominic F. Silvester David Rocke Nicholas A. Packer
Kinsale Brokers Limited Philip Hernon C. Paul Thomas Alan Turner Shaun Holden
Knapton Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
Knapton Insurance Limited Jeremy Riley C. Paul Thomas Alan Turner Brian J. Walker Theo Wilkes
Laguna Life Holdings Ltd. Richard J. Harris Adrian C. Kimberley Paul J. O’Shea David Rocke
Laguna Life Holdings SARL Nicholas A. Packer
Laguna Life Limited Orla Gregory Nicholas A. Packer Kieran Hayes David Allen Alastair Nicoll |
Longmynd Insurance Company Limited Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Marlon Insurance Company Limited C. Paul Thomas Alan Turner Steven Western Theo Wilkes
Mercantile Indemnity Company Limited C. Paul Thomas Alan Turner Brian J. Walker Theo Wilkes
Nordic Run-Off Limited C. Paul Thomas Alan Turner Theo Wilkes
New Castle Reinsurance Company Ltd. Richard J. Harris Adrian C. Kimberley Paul J. O’Shea David Rocke
Northshore Holdings Limited Elizabeth DaSilva Richard J. Harris Adrian C. Kimberley
Oceania Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke
Overseas Reinsurance Corporation Limited Adrian C. Kimberley Paul J. O’Shea Richard J. Harris David Rocke
Pavonia Holdings (US), Inc. Karl J. Wall Thomas Nichols Steven Given Kieran Hayes |
Paladin Managed Care Services, Inc. Karl J. Wall Thomas Nichols Steven Given Steven Norrington Teresa Reali
PointSure Insurance Services, Inc. Karl J. Wall Thomas Nichols Steven Given Steven Norrington
Paget Holdings GmbH Limited David Rocke Elizabeth DaSilva Duncan Scott Adrian C. Kimberley
Providence Washington Insurance Company Karl J. Wall Joseph Follis Donald Woellner Steven Given Thomas Nichols Robert Redpath
Providence Washington Insurance Solutions, LLC Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
PWAC Holdings, Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
PW Acquisition Co. Karl J. Wall Donald Woellner Steven Given Thomas Nichols
Regis Agencies Limited C. Paul Thomas Alan Turner Theo Wilkes
Revir Limited Richard J. Harris Elizabeth DaSilva Adrian C. Kimberley David Rocke |
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| River Thames Insurance Company Limited Max Lewis Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Rombalds Limited C. Paul Thomas Alan Turner Theo Wilkes
Rosemont Reinsurance Ltd. Paul J. O’Shea Orla Gregory Richard J. Harris Adrian C. Kimberley David Rocke
Royston Holdings Ltd. Adrian C. Kimberley Richard J. Harris David Rocke Duncan M. Scott
Royston Run-off Ltd. C. Paul Thomas Alan Turner Theo Wilkes
Seaton Insurance Company Karl J. Wall Thomas Nichols Joseph Follis Andrea Giannetta Teresa Reali Steven Given
SGL No. 1 Ltd. Richard J. Harris Paul Carruthers Gareth Nokes
SGL No. 2 Ltd. Paul Carruthers
SGL No. 3 Ltd. Richard J. Harris |
SeaBright Insurance Company Karl J. Wall Steven Given Thomas Nichols Michael Sheehan Robert Redpath David Calandro John A. Dore Nicholas Godellas Richard Seelinger
SeaBright Holdings, Inc. Karl J. Wall Steven Given Thomas Nichols Robert Redpath
Shelbourne Group Limited Richard J. Harris Philip Martin Paul J. O’Shea Nicholas A. Packer Gareth Nokes
Shelbourne Syndicate Services Limited Norman Bernard Paul Carruthers Andrew Elliot Ewen Gilmour Richard J. Harris Philip Martin Paul J. O’Shea Nicholas A. Packer Darren S. Truman Gareth Nokes
Shelly Bay Holdings Limited Nicholas A. Packer Richard J. Harris Sandra O’Sullivan Nicholas Hall
Simcoe Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke Elizabeth DaSilva |
Sun Gulf Holdings, Inc. Karl J. Wall Cheryl D. Davis Steven Given Thomas Nichols
Sundown Holdings Limited Adrian C. Kimberley David Rocke Richard J. Harris
Unionamerica Acquisition Company Limited C. Paul Thomas Alan Turner Theo Wilkes
Unionamerica Holdings Limited C. Paul Thomas Alan Turner Theo Wilkes
Unionamerica Insurance Company Limited Jeremy Riley C. Paul Thomas Alan Turner Paul Carruthers Theo Wilkes
Unione Italiana (UK) Reinsurance Company Limited Steven Western C. Paul Thomas Alan Turner Theo Wilkes
Virginia Holdings Ltd. Richard J. Harris Adrian C. Kimberley David Rocke
York Insurance Company Karl J. Wall Joseph Follis Donald Woellner Steven Given Thomas Nichols Robert Redpath |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ENSTAR GROUP LIMITED | ||||
| Date: May 8, 2013 | By: | /s/ Richard J. Harris | ||
| Richard J. Harris | ||||
| Chief Financial Officer | ||||
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