Form 8-A12B

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNDER

THE SECURITIES ACT OF 1933

Wachovia Corporation

(Exact name of registrant as specified in its charter)

 

North Carolina   56-0898180
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification Number)

One Wachovia Center

Charlotte, North Carolina

  28288-0013
(Address of principal executive offices)   (Zip Code)

Wachovia Capital Trust IX

(Exact name of registrant as specified in its charter)

 

Delaware   20-8855448
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification Number)

c/o Wachovia Corporation

One Wachovia Center

Charlotte, North Carolina

  28288-0013
(Address of principal executive offices)   (Zip Code)

If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.  x

If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

Securities Act registration statement file number to which this form relates: 333-140491 and 333-140491-07

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered

 

Name of Each Exchange on Which

Each Class is to be Registered

6.375% Trust Preferred Securities of Wachovia Capital Trust IX   New York Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act: None

 



INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

Wachovia Capital Trust IX (the “Trust”) hereby incorporates by reference the description of its 6.375% Trust Preferred Securities (the “Trust Preferred Securities”) to be registered hereunder contained under “Description of the Trust Preferred Securities” in the final prospectus supplement, dated May 1, 2007, filed with the Securities and Exchange Commission on May 3, 2007 in connection with the automatic shelf registration statement on Form S-3 (File Nos. 333-140491 and 333-140491-07) (the “Registration Statement”) filed on February 7, 2007. The Trust Preferred Securities are fully and unconditionally guaranteed by Wachovia Corporation, as described in the final prospectus supplement.

 

Item 2. Exhibits.

 

4.1    Form of Certificate of Trust of Wachovia Capital Trust IX (incorporated by reference to Exhibit 4.2 of the Registration Statement)
4.2    Form of Trust Agreement of Wachovia Capital Trust IX (incorporated by reference to Exhibit 4.3 of the Registration Statement)
4.3    Form of Amended and Restated Trust Agreement of Wachovia Capital Trust IX (incorporated by reference to Exhibit 4.4 of the Registration Statement)
4.4    Form of Base Indenture between Wachovia and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 to Wachovia’s Form S-3ASR (Reg. No. 333-131237), filed on January 24, 2006)
4.5    Form of Third Supplemental Indenture between Wachovia and U.S. Bank National Association, as Trustee
4.6    Form of Trust Preferred Securities Certificate (included in Exhibit 4.4 of the Registration Statement, which is incorporated herein by reference)
4.7    Form of Guarantee Agreement by and between Wachovia Corporation, as Guarantor and U.S. Bank National Association, as Guarantee Trustee (incorporated by reference to Exhibit 4.5 of the Registration Statement)


SIGNATURE

Pursuant to the requirements of the Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

WACHOVIA CORPORATION
By:  

/s/ Ross E. Jeffries, Jr.

  Name: Ross E. Jeffries, Jr.
  Title: Senior Vice President

 

WACHOVIA CAPITAL TRUST IX
By:  

/s/ Ross E. Jeffries, Jr.

  Name: Ross E. Jeffries, Jr.
  Title: Administrative Trustee

Dated: May 8, 2007