SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 7, 2004
KNIGHT TRADING GROUP, INC.
(Exact name of registrant as specified in its charter)
DELAWARE | 001-14223 | 22-3689303 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
525 Washington Boulevard, Jersey City, NJ 07310
(Address of principal executive offices) (Zip Code)
(201) 222-9400
(Registrants telephone number, including area code)
Knight Trading Group, Inc.
Current Report on Form 8-K
Item 7. Financial Statements and Exhibits
a. | Financial Statements |
Not required
b. | Pro forma Financial Information |
Not required
c. | Exhibits |
99.1 | Press Release issued by Knight Trading Group, Inc. dated July 7, 2004 |
Item 9. Regulation FD Disclosure
The following information is furnished under Item 9, Regulation FD Disclosure. On July 7, 2004, Knight Trading Group, Inc. (the Company), announced that its wholly owned subsidiary, Knight Securities, L.P. had reached an agreement in principle with the staffs of the U.S. Securities and Exchange Commission and NASD to settle investigations in connection with specific institutional trade activity, conduct and supervision that occurred in 1999 through 2001; and books and records, document production and record-keeping deficiencies. A copy of the press release issued by the Company is attached hereto as Exhibit 99.1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigneds duly authorized signatory.
Dated: July 7, 2004
KNIGHT TRADING GROUP, INC. | ||
By: |
/s/ John H. Bluher | |
Name: |
John H. Bluher | |
Title: |
Executive Vice President, General Counsel and Secretary |
EXHIBIT INDEX
Exhibit No. |
Description | |
99.1 | Press Release of Knight Trading Group, Inc. issued on July 7, 2004. |