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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STOLLER LAWRENCE B C/O COHEN & STEERS, INC. 280 PARK AVENUE NEW YORK, NY 10017 |
General Counsel |
Lawrence Stoller | 01/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 4,331 restricted stock units (RSUs) mandatorily deferred by the Copmpany from Mr. Stoller's annual discretionary bonus, plus 1,082 RSUs granted to Mr. Stoller as a company match on his mandatory bonus deferral. These RSUs generally vest on the third anniversary of grant. Also includes 2,887 RSUs voluntarily deferred by Mr. Stoller from his annual discretionary bonus, plus 721 RSUs granted to Mr. Stoller as a company match on his voluntary bonus deferral. These RSUs generally will be delivered on the third anniversary of grant. Also includes 16,074 RSUs that vest one-third ratably on each of January 27, 2007, 2008, 2009, 2010 and 2011. All of these RSUs were granted pursuant to the Company's 2004 Stock Incentive Plan. |
(2) | Includes 3,146 shares acquired under the Company's 2004 Employee Stock Purchase Plan through December 31, 2005. Also includes 232 RSUs acquired pursuant to a dividend reinvestment feature in the Stock Incentive Plan. |