|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (2) | (1) | (1) | Common Stock | 5,000 | 5,000 | D | ||||||||
Restricted Stock Unit | (2) | (3) | (3) | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Options (right to acquire Common Stock) | $ 8.73 (4) | 12/06/2011 | A | 110,000 | 12/06/2012 | 12/06/2021 | Common Stock | 110,000 | (4) | 110,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jin Yadong 4/F ZHONGDIAN INFORMATION TOWER NO. 6 ZHONGGUANCUN S.ST, HAIDIAN DIST. BEIJING, F4 100086 |
VP & GM of Marketing |
Yadong Jin | 12/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 20,000 restricted stock units were granted on November 12, 2008 and vest in four equal annual installments beginning November 12, 2009. |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. |
(3) | 20,000 restricted stock units were granted on January 27, 2010 and vest in four equal annual installments beginning January 27, 2011. |
(4) | 110,000 stock options with an exercise price of $8.73 were granted on December 6, 2011. These options vest in two installments of 20% each on the first and second anniversary of the grant date, and in two installments of 30% each on the third and fourth anniversary of the grant date. |