1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)(2)
|
Â
(2)
|
Common Stock
|
6,000
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(1)(3)
|
Â
(3)
|
Common Stock
|
16,000
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(1)(4)
|
Â
(4)
|
Common Stock
|
5,900
|
$
0
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
05/01/2013 |
Common Stock
|
7,334
|
$
1.79
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
07/09/2013 |
Common Stock
|
2,000
|
$
2.75
(8)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
08/01/2013 |
Common Stock
|
3,000
|
$
2.4
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
03/31/2014 |
Common Stock
|
5,000
|
$
2.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
06/14/2014 |
Common Stock
|
4,000
|
$
3.95
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
08/19/2014 |
Common Stock
|
1,250
|
$
5.48
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
01/18/2015 |
Common Stock
|
34,680
|
$
5.31
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
05/25/2015 |
Common Stock
|
37,595
|
$
3.84
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(7)
|
05/10/2017 |
Common Stock
|
18,924
|
$
4.53
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents a contingent right to receive one share of Microtune common stock. |
(2) |
Of these restricted stock units 3,000 shall vest on May 11, 2010 and 3,000 shall vest on May 11, 2011, and the underlying shares shall be delivered to the reporting person on or about such dates. |
(3) |
These restricted stock units shall vest on May 12, 2012, and the underlying shares shall be delivered to the reporting person on or about such date. |
(4) |
These restricted stock units shall vest on May 15, 2013, and the underlying shares shall be delivered to the reporting person on or about such date. |
(5) |
These options are fully vested and exercisable. |
(6) |
Of these options, 36,491 options are fully vested and exercisable, and the remaining 1,104 options vest on December 15, 2009. |
(7) |
Of these options, 3,761 options are vested, 163 options shall vest on December 31, 2009, 7,500 options shall vest on May 11, 2010 and 7,500 options shall vest on May 11, 2011. |
(8) |
Of these options, 1,333 options have an exercise price of $2.75 and 667 options have an exercise price of $2.20. |