FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104Expires: January 31, 2005
Estimated average burden
hours per response. . . . . 0.51. Name and Address of Reporting Person*
Smith, Thomas W(Last) (First) (Middle)
323 Railroad Avenue(Street)Greenwich, CT 06830(City) (State) (Zip)
2. Date of Event
Requiring Statement
Month/Day/Year
10/11/20023. I.R.S. Identification
Number of Reporting
Person, if an entity
(voluntary)4. Issuer Name andTicker or Trading Symbol
ORTHODONTIC CENTERS OF AMERICA, INC.
OCA5. Relationship of Reporting Person(s) to Issuer(Check all applicable)
Director X 10% OwnerOfficer (give title below)
X Other (specify below)
Description Member of Section 13(d) Group6. If Amendment,
Date of Original
(Month/Day/Year)
7. Individual or Joint/Group
Filing (Check Applicable Line)Form filed by One Reporting PersonX Form filed by More than One Reporting PersonTable I - Non-Derivative Securities Beneficially Owned1. Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr.4)3. Ownership Form:
Direct (D)
or
Indirect (I)
(Instr. 5)4. Nature of Indirect Beneficial Ownership
(Instr. 5)Common Stock, $.01 par value2,071,500 (1)DCommon Stock, $.01 par value1,959,500 (2)D
(2) These shares are owned directly by Prescott Associates ("PA"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as a general partner of PA. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-1(a)(2)(ii)(B). The address for PA is 323 Railroad Avenue, Greenwich, CT 06830
(3) These shares are owned directly by Prescott International Partners ("PIP"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as a general partner of PIP. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-1(a)(2)(ii)(B). The address for PIP is 323 Railroad Avenue, Greenwich, CT 06830
(4) These shares are owned directly by Prescott Investors Profit Sharing Trust (("PIPST"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as a trustee of PIPST. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-8(b). The address for PIPST is 323 Railroad Avenue, Greenwich, CT 06830
(5) These shares are owned directly by the Thomas W. Smith Foundation ("TWSF"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as trustee of TWSF. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-8(b). The address for TWSF is 323 Railroad Avenue, Greenwich, CT 06830
(6) These shares are owned directly by Petra Capital Partners ("Petra"), a member of a Section 13(d) Reporting Group, and indirectly by the Reporting Person as general partner of Petra. The Reporting Person disclaims beneficial ownership of these shares in excess of his interest under 16a-1(a)(2)(ii)(B).
The address for Petra is 323 Railroad Avenue, Greenwich, CT 06830
(7) These shares are owned directly by or on behalf of family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.
(8) These shares are owned directly by the Reporting Person