UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


 
April 9, 2019
  
 
Date of report (Date of earliest event reported)
  

 
Surmodics, Inc.
  
 
(Exact Name of Registrant as Specified in its Charter)
  

Minnesota
  
0-23837
  
41-1356149
(State of Incorporation)
  
(Commission File Number)
  
(I.R.S. Employer
Identification No.)

9924 West 74th Street
Eden Prairie, Minnesota
  
 
55344
(Address of Principal Executive Offices)
  
(Zip Code)

 
(952) 500-7000
  
 
(Registrant’s Telephone Number, Including Area Code)
  

Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)
 
☐ Pre‑commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
 
☐ Pre‑commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
 
Emerging growth company
 ☐
     
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐

Item 7.01  Regulation FD Disclosure.

Surmodics, Inc. (the “Company”) will make a presentation at the 18th Annual Needham Healthcare Conference on Wednesday, April 10, 2019.  A copy of the presentation materials to be used in conjunction with the conference is attached to this report as Exhibit 99.1.  A complete copy of the presentation materials will be made available in the investor section of the Company’s website at www.surmodics.com.

The information in this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under Section 18, nor shall such information be deemed incorporated by reference into any filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act.


Item 9.01  Financial Statements and Exhibits.
 
(d)                   Exhibits.
 
 
Exhibit
Number
  
Description
 
99.1
  
Investor Presentation Materials.
       

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                                                                                                  

  SURMODICS, INC.  
     
       
Date:  April 9, 2019

/s/ Bryan K. Phillips  
    Bryan K. Phillips  
    Sr. Vice President, Legal and Human Resources,  
    General Counsel and Secretary  




EXHIBIT INDEX

Exhibit
Number
  
Description