Washington Prime Group Inc.
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(Name of Issuer)
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Preferred Series I 6.875%
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(Title of Class of Securities)
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93964W306
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(CUSIP Number)
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July 31, 2018
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(Date of Event which Requires Filing of this Statement)
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☑ |
Rule 13d-1(b)
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☐ |
Rule 13d-1(c)
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☐ |
Rule 13d-1(d)
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CUSIP No. 93964W306
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13G
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Page 2 of 5 Pages
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Heitman Real Estate Securities LLC, 36-4265577
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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482,949
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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482,949
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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482,949
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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12.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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Investment Adviser
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CUSIP No. 93964W306
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13G
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Page 3 of 5 Pages
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(a)
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Name of Issuer
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(b)
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Address of Issuer’s Principal Executive Offices
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(a)
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Name of Person Filing
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(b)
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Address of the Principal Office or, if none, residence
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(c)
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Citizenship
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(d)
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Title of Class of Securities
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(e)
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CUSIP Number
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☑
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 93964W306
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13G
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Page 4 of 5 Pages
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: 482,949
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(b)
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Percent of class: 12.7%
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(c)
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Number of shares as to which the person has: 482,949
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(i)
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Sole power to vote or to direct the vote 482,949
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(ii)
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Shared power to vote or to direct the vote 0
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(iii)
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Sole power to dispose or to direct the disposition of 482,949
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(iv)
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Shared power to dispose or to direct the disposition of 0
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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CUSIP No. 93964W306
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13G
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Page 5 of 5 Pages
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Item 10. |
Certification.
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(a)
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
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(b)
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
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8/10/2018 | |
Date
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/s/ Richard J. Gorman
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Signature
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Richard J. Gorman
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Chief Compliance Officer and
Deputy General Counsel
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