UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under
the Securities Exchange Act of 1934 |
Hurco
Companies, Inc.
(Name of Issuer) |
Common
Stock, No Par Value
(Title
of Class of Securities)
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447324104
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Richard
T. Niner
Wind River Associates LP 1055 Washington Boulevard Stamford, CT 06901 203-978-1321 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
December 13, 2005
(Date of Event which Requires Filling of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ·· 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box. ( ) |
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See · 240.13d-7 for other parties to whom copies are to be sent. |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
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SCHEDULE
13D
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CUSIP
No. 447324104
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1. | Names of Reporting Persons. Richard T. Niner I.R.S. Identification No. |
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2. | Check the Appropriate
Box if a
Member of a Group* (a.) ( ) (b.) ( ) |
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3. | SEC USE ONLY | |||
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4. | Source of Funds* |
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e) ( ) | |||
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6. | Citizenship or Place of
Organization |
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Number
of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 731,812 |
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8. | Shared Voting Power 0 |
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9. | Sole Dispositive
Power 731,812 |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate Amount Beneficially
Owned
by Each Reporting Person 731,812 |
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12. | Check if the Aggregate
Amount
Represented by Amount in Row (11) Excludes Certain Shares (See Instructions) ( ) |
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13. | Percent of Class Represented
by
Amount in Row (11) |
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14. | Type of Reporting
Person |
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(1) 11.9% of the 6,220,220 shares outstanding as of October 31, 2005. |
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2 |
Item 1. Security and
Issuer |
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Item 2. Identity and Background. |
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(a) |
Name: Richard T. Niner |
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(b) |
Residence or business
address: Wind River Associates LP
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(c) |
Present Principal Occupation or Employment: Richard T. Niner currently serves as a Director of the Issuer. Richard T. Niner's principal occupation since 1998 has been acting as a general partner of Wind River Associates, a private investment firm. Mr. Niner is also a general partner of Brynwood Management II, L.P., the general partner of Brynwood Partners II, L.P., and until December 31, 1998, his principal occupation was acting as a general partner of Brynwood Management, the general partner of Brynwood Partners Limited Partnership. Mr. Niner is a director of Arrow International, Inc., a cardiac and critical care products business. |
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(d) |
Criminal Conviction: During the last five years, Mr. Niner has not been convicted in any criminal proceedings (excluding traffic violations or similar misdemeanors.) |
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(e) |
Court or Administrative Proceedings: During the last five years, Mr. Niner has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. |
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(f) |
Citizenship: Mr. Niner is a citizen of the United States of America. | |||
Item 3. Source and Amount of
Funds or Other
Consideration: |
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Item 4. Purpose of
Transaction |
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Mr. Niner has not acquired any additional acquisition of securities. The sole purpose of this amendment is to report certain gifts of Common Stock that Mr. Niner made to a tax-exempt charitable organization. |
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3 |
Item 5. Interest in Securities of the Issuer. |
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(a) |
Richard T. Niner is the direct owner of 731,812 shares of common stock. The 731,812 shares represent approximately 11.9% of the 6,220,220 outstanding shares of Common Stock as of October 31, 2005. Mr Niner has sole voting and dispositive power of the 731,812 shares. |
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(b) |
refer to Item 5(a) |
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(c) |
In the past 60 days, Mr. Niner made the following gifts of Common Stock to a tax-exempt charitable foundation. |
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Transaction |
Shares or Units |
Price per |
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December 13, 2005 |
(100,000) shares |
N/A - Gift |
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(d) |
Not applicable. |
(e) |
Not applicable. |
Item 6. Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer. |
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4 |
Item 7. Material to be Filed
as
Exhibits. |
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Signature |
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Date: January 10, 2006 | ||||
By: | /s/ Richard
T. Niner
Richard T. Niner |
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Title: | Director |
5 |