1 |
NAME OF REPORTING PERSON
Aberdeen Asset Management PLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Scotland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
0
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6 |
SHARED VOTING POWER
100,835
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7 |
SOLE DISPOSITIVE POWER
0
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8 |
SHARED DISPOSITIVE POWER
567,534
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
567,534
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6%
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12 |
TYPE OF REPORTING PERSON
IA
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1 |
NAME OF REPORTING PERSON
Aberdeen Emerging Capital Limited
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
0
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6 |
SHARED VOTING POWER
100,835
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||
7 |
SOLE DISPOSITIVE POWER
0
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8 |
SHARED DISPOSITIVE POWER
567,534
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
567,534
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||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6%
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12 |
TYPE OF REPORTING PERSON
IA, CO
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1 |
NAME OF REPORTING PERSON
Advance Developing Markets Fund
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
0
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6 |
SHARED VOTING POWER
0
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7 |
SOLE DISPOSITIVE POWER
0
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8 |
SHARED DISPOSITIVE POWER
466,699
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
466,699
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3%
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12 |
TYPE OF REPORTING PERSON
IV, CO
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ITEM 1(a). |
NAME OF ISSUER:
The China Fund, Inc.
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ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
c/o State Street Bank & Trust Co., One Lincoln Street, P.O. Box 5049, Boston, MA 02111
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ITEM 2(a). |
NAME OF PERSON FILING:
Aberdeen Asset Management PLC
Aberdeen Emerging Capital Limited Advance Developing Markets Fund |
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ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Aberdeen Asset Management PLC - 10 Queens Terrace, Aberdeen, Scotland
Aberdeen Emerging Capital Limited - Bow Bells House, 1 Bread Street, London EC4M 9HH Advance Developing Markets Fund - 11 New Street, St. Peter Port, Guernsey |
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ITEM 2(c). |
CITIZENSHIP:
Aberdeen Asset Management PLC - Scotland
Aberdeen Emerging Capital Limited - United Kingdom Advance Developing Markets Fund - Guernsey |
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ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
Common Shares, $0.01 par value per share
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ITEM 2(e). |
CUSIP NUMBER:
169373107
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a)
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b)
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c)
[ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d)
[X] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e)
[X] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f)
[ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g)
[ ] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h)
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i)
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j)
[ ] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
ITEM 4. | OWNERSHIP | |
(a) Amount beneficially owned: | ||
567,534 | ||
(b) Percent of class: | ||
3.6% | ||
(c) Number of shares as to which the person has: | ||
(i) sole power to vote or to direct the vote: | ||
Aberdeen Asset Management PLC - 0 Aberdeen Emerging Capital Limited - 0 Advance Developing Markets Fund - 0 |
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(ii) shared power to vote or to direct the vote: | ||
Aberdeen Asset Management PLC - 100,835 Aberdeen Emerging Capital Limited - 100,835 Advance Developing Markets Fund - 0 |
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(iii) sole power to dispose or direct the disposition of: | ||
Aberdeen Asset Management PLC - 0 Aberdeen Emerging Capital Limited - 0 Advance Developing Markets Fund - 0 |
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(iv) shared power to dispose or to direct the disposition of: | ||
Aberdeen Asset Management PLC - 567,534 Aberdeen Emerging Capital Limited - 567,534 Advance Developing Markets Fund - 466,699 |
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[X].
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP:
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ITEM 10. |
CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Aberdeen Asset Management PLC
By:
/s/Scott Massie
Name:
Scott Massie
Title:
Company Secretary
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Aberdeen Emerging Capital Limited
By:
/s/Bernard Moody
Name:
Bernard Moody
Title:
Director
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Advance Developing Markets Fund
By:
/s/John Hawkins
Name:
John Hawkins
Title:
Director
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