AMENDMENT NO. 3 TO
SCHEDULE TO
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
Main Street Trust, Inc.
(Name of Subject Company (Issuer))
Main Street Trust, Inc.
(Name of Filing Person, the Issuer)
COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)
560362105
(CUSIP Number of Class of Securities)
Van A. Dukeman
President and Chief Executive Officer
Main Street Trust, Inc.
100 West University Avenue
Champaign, Illinois 61820
(217) 351-6500
(Name, address and telephone number of person authorized to
receive notices and communications on behalf of filing persons)
with
a copy to:
John E. Freechack, Esq.
Barack Ferrazzano Kirschbaum Perlman & Nagelberg LLC
333 West Wacker Drive, Suite 2700
Chicago, Illinois 60606
(312) 984-3100
CALCULATION OF FILING FEE
Transaction valuation* $42,000,000 |
Amount of filing fee: $3,397.80 |
Amount Previously Paid: $3,397.80 Filing Party: Main Street Trust, Inc. |
Form or Registration Number: Schedule TO Date Filed: August 11, 2003 |
Check the appropriate boxes below to designate any transactions to which the statement relates:
Check the following box if the filing is a final amendment reporting the results of a tender offer: ý
This Amendment No. 3, constituting the final amendment (this "Amendment"), amends and supplements the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on August 11, 2003 (as amended, the "Schedule TO") by Main Street Trust, Inc., an Illinois corporation. The Schedule TO relates to the issuer tender offer of Main Street Trust to purchase up to 1,400,000 shares of its common stock, $0.01 par value per share, at a price of $30.00 per share, net to the seller in cash, without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated August 11, 2003 (the "Offer to Purchase"), and in the related Letter of Transmittal, copies of which were filed as Exhibits (a)(1)(i) and (a)(1)(ii), respectively, to the Schedule TO.
Reference is hereby made to the press release dated October 2, 2003, which is attached hereto as Exhibit (a)(5)(xi) and is incorporated herein by reference.
Item 8. Interest in Securities of the Subject Company
The response to Item 8 is amended and supplemented by the addition to the following:
At 5.00 p.m. Eastern Time, on September 30, 2003, the offer expired. Based on preliminary information provided by the depositary, 1,073,183 shares were validly tendered and not withdrawn pursuant to the Offer, which together represent approximately 10.2% of the outstanding shares. Main Street Trust has accepted for payment all such shares at the purchase price of $30.00 per share, net to the seller in cash.
Item 12. Exhibits
The response to Item 12 is amended to add the following exhibits:
(a)(5)(xi) Press Release issued by Main Street Trust dated October 2, 2003.
1
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 2, 2003
Main Street Trust, Inc. |
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by: |
/s/ VAN A. DUKEMAN Van A. Dukeman Chief Executive Officer |