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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HERLIHY WALTER C C/O REPLIGEN CORPORATION 41 SEYON STREET SUITE 100, BUILDING 1 WALTHAM, MA 02453 |
X | PRESIDENT, CEO |
Walther Herlihy | 12/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(2) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(3) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(4) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(5) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(6) | Incorrectly reported these securities as acquired, when in fact they were disposed of as a sale. |
(7) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(8) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(9) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(10) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(11) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(12) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
(13) | Incorrectly reported this sales transaction code as a "D", when in fact it was an open market sale. |
Remarks: Incorrectly reported the open market sale of the securites as a disposition to issuer in Table 1, Block 3. Incorrectly reported sale of securities as "Securities Acquired", instead of "Disposed Of Securities" in Table 1, Block 4. |